NYSE Arca ‘Threshold’ Securities for March 23

The following is a list of “threshold securities” from the New York Stock Exchange Arca, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
ASEA    Global X Asean 40 ETF                                      5
BGU     Direxion Daily Large Cap Bull 3X Shares                    5
BGZ     Direxion Daily Large Cap Bear 3X Shares                   72
BSJF    Guggenheim BulletShares 2015 High Yield Corporat          44
DSUM    PowerShares Chinese Yuan Dim Sum Bond Portfolio            1
ECON    EGShares Emerging Markets Consumer ETF                     2
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
EDIV    SPDR S&P Emerging Markets Dividend ETF                     4
EDZ     Direxion Daily Emerging Markets Bear 3X Shares           252
ERX     Direxion Daily Energy Bull 3X Shares                       9
EUM     ProShares Short MSCI Emerging Markets                      7
EWZS    iShares MSCI Brazil Small Cap Index Fund                  10
FAS     Direxion Daily Financial Bull 3X Shares                   85
FAZ     Direxion Daily Financial Bear 3X Shares                  264
FVD     First Trust Value Line Dividend Index Fund                 2
FXR     First Trust Industrials/Producer Durables AlphaD          22
GAZ     iPath Dow Jones-UBS Natural Gas Subindex Total R          26
GWL     SPDR S&P World ex-US ETF                                   4
GXG     Global X FTSE Colombia 20 ETF                              1
IAT     iShares Dow Jones US Regional Banks Index Fund             1
IBND    SPDR Barclays Capital International Corporate Bo           6
IOIL    IQ Global Oil Small Cap ETF                                4
IPD     SPDR S&P International Consumer Discretionary Se           4
IPU     SPDR S&P International Utilities Sector ETF                4
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
IYT     iShares Dow Jones Transportation Average Index F          27
KBWD    PowerShares KBW High Dividend Yield Financial Po           6
KLD     iShares MSCI USA ESG Select Social Index Fund              6
KRE     SPDR S&P Regional Banking ETF                              2
MVV     ProShares Ultra MidCap400                                 30
NUGT    Direxion Daily Gold Miners Bull 3x Shares                  3
PMR     PowerShares Dynamic Retail Portfolio                      10
PSQ     ProShares Short QQQ                                       19
PTO     PowerShares Ibbotson Alternative Completion Port           1
QLD     ProShares Ultra QQQ                                       12
RETS    Direxion Daily Retail Bear 3X Shares                      10
RKH     Market Vectors Bank and Brokerage ETF                      1
RPV     Guggenheim S&P 500 Pure Value ETF                          6
SMH     Market Vectors Semiconductor ETF                           8
SPHB    PowerShares S&P 500 High Beta Port ETF                     1
SRS     ProShares UltraShort Real Estate                           2
SRTY    ProShares UltraPro Short Russell2000                       2
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
SSG     ProShares UltraShort Semiconductors                        1
SSO     ProShares Ultra S&P500                                    11
SVXY    ProShares Short VIX Short-Term Futures ETF                26
TAN     Guggenheim Solar ETF                                       3
TGEM    EGShares Telecom GEMS ETF                                  2
TMF     Direxion Daily 20 Year Plus Treasury Bull 3x Sha          30
TMV     Direxion Daily 20 Year Plus Treasury Bear 3x Sha          30
TNA     Direxion Daily Small Cap Bull 3X Shares                  245
TRXT    Pimco Total Return ETF                                     2
TVIX    VelocityShares Daily 2x VIX Short Term ETN                 4
TWM     ProShares UltraShort Russell2000                          17
TYH     Direxion Daily Technology Bull 3X Shares                  14
TYP     Direxion Daily Technology Bear 3X Shares                  48
TZA     Direxion Daily Small Cap Bear 3X Shares                  228
UCO     ProShares Ultra DJ-UBS Crude Oil                          50
UGLD    VelocityShares 3x Long Gold ETN linked to the S&          52
VIXY    ProShares VIX Short-Term Futures ETF                       2
XME     SPDR S&P Metals & Mining ETF                               8
XRT     SPDR S&P Retail ETF                                       52
ZSL     ProShares UltraShort Silver                              142
=====================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: New York Stock Exchange

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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