CBOE Joins Bats Among Exchange Owners Receiving SEC Inquiries
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CBOE Holdings Inc. became the second exchange operator in a week to report contact from the U.S. Securities and Exchange Commission.
The owner of the country’s biggest options venue said regulators are investigating whether it is complying with the obligations of a self-regulatory organization. Bats Global Markets Inc., another U.S. exchange operator, said Feb. 23 that the SEC asked for information about the development of types of orders customers use on its venues.