Goldman Probed by SEC Over Messages Sent Using Unapproved Services
- Investigation follows $200 million in fines for JPMorgan
- HSBC said this week it’s being probed by CFTC over messages
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Goldman Sachs Group Inc. became the latest bank to be investigated over employee communications over unapproved messaging services.
The New York-based company is cooperating with the Securities and Exchange Commission and producing documents related to a probe into “compliance with records preservation requirements relating to business communications sent over electronic messaging channels that have not been approved by the firm,” it said in a regulatory filing Friday.