Arthur Levitt, a former chairman of the U.S. Securities and Exchange Commission, and a member of the board of Bloomberg L.P., takes a closer look at the brightest minds in business and politics through one-on-one interviews.
A Closer Look Podcast • Browse all episodes
Raising the Standard of Conduct for Broker-Dealers
Raising the Standard of Conduct for Broker-Dealers
Chairman Jay Clayton began his career as a clerk for the Honorable Marvin Katz of the U.S. District Court for the Eastern District of Pennsylvania. He then joined the Wall Street law firm of Sullivan & Cromwell where he advised market participants on capital raising and regulatory enforcement, until 2017, when he was nominated to chair the U.S. Securities and Exchange Commission. Host: Arthur Levitt
Jul 04, 2019