February 23, 2018 3:32 AM ET

Capital Markets

Company Overview of Ultimus Fund Solutions, LLC

Company Overview

Ultimus Fund Solutions, LLC provides mutual fund services to small and mid-sized fund companies. It offers fund organization, fund conversion, fund marketing and advertising, operations and reporting, fund administration, fund accounting, middle office, IBOR/shadow accounting, transfer agent and shareholder, and organizational services for open-end and closed-end funds. The company, through its subsidiary, provides fund distribution services. Ultimus Fund Solutions, LLC was founded in 1999 and is based in Cincinnati, Ohio.

225 Pictoria Drive

Suite 450

Cincinnati, OH 45246

United States

Founded in 1999

Phone:

513-587-3400

Fax:

513-587-3437

Key Executives for Ultimus Fund Solutions, LLC

Chief Executive Officer, President, and Managing Director
Age: 60
Co-Founder and Managing Director
Age: 55
Chief Operating Officer and Managing Director
Chief Compliance Officer and Vice President
Vice President and Director of Business Development
Compensation as of Fiscal Year 2017.

Ultimus Fund Solutions, LLC Key Developments

Fenimore Asset Management Chooses Ultimus Fund Solutions®, LLC to Provide Services for Three Mutual Funds

Ultimus Fund Solutions®, LLC has announced that it was recently selected by Fenimore Asset Management (FAM) to provide services for their three mutual funds, with USD 1.6 billion in net assets. FAM converted the servicing of their funds to Ultimus after performing the functions internally since the inception of the funds in 1987. FAM hired Ultimus to provide fund administration, fund accounting and financial reporting services for the FAM Funds which include: FAM Value Fund, FAM Equity-Income Fund, and the FAM Small Cap Fund. Ultimus has also been hired by FAM Funds to provide Chief Compliance Officer services to these three funds.

Ultimus Fund Solutions Unveils New Compliance App

Ultimus Fund Solutions has launched a new portfolio compliance application that will enable fund managers to monitor investment portfolios in line with federal regulations. The app, dubbed uComply, has been developed internally. It comprises various tests and rules referencing different regulatory standards including SEC and IRS diversification requirements, and common fund prospectus limitations.

Oak Associates Selects Ultimus Fund Solutions to Service Mutual Funds

Ultimus Fund Solutions®, LLC announced that it has been engaged to provide a full range of services for Oak Associates’ seven mutual funds. Oak Associates, ltd. will gain access to Ultimus’ proactive distribution solutions and benefit from its partnership approach for servicing the Oak Associates advised family of funds. For the firm’s family of no-load mutual funds, Ultimus will provide a range of services including fund accounting, financial administration, legal/compliance, distribution and transfer agency.

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Recent Private Companies Transactions

Type
Date
Target
No transactions available in the past 12 months.
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