February 17, 2018 6:59 PM ET

Capital Markets

Company Overview of National Planning Holdings, Inc.

Company Overview

National Planning Holdings, Inc. operates as a broker-dealer holding company in California. It delivers market-specific services to representatives of all profiles using eSignature technology. The company was incorporated in 1998 and is based in Santa Monica, California. National Planning Holdings, Inc. operates as a subsidiary of Brooke Holdings LLC. As of August 15, 2017, National Planning Holdings, Inc. operates as a subsidiary of LPL Financial LLC.

401 Wilshire Boulevard

Suite 1100 & 1200

Santa Monica, CA 90401

United States

Founded in 1998

Key Executives for National Planning Holdings, Inc.

Chief Executive Officer and President
Chief Financial Officer and Senior Vice President
Age: 54
Chief Operating Officer and Executive Vice President
Age: 56
Senior Vice President of Regulatory Affairs and General Counsel
Vice President of Due Diligence
Age: 42
Compensation as of Fiscal Year 2017.

National Planning Holdings, Inc. Key Developments

LPL Financial LLC, National Planning Holdings, Inc. - M&A Call

To discuss on LPL Financial LLC purchase of National Planning Holdings

National Planning Holdings, Inc. Announces Management Appointments

National Planning Holdings, Inc. (NPH) announced that Joseph J. “Jay” Vinson has been named as senior vice president and national sales manager and Tim Munsie has been named as vice president and head of advisory platform strategy. In his new position, Vinson will have oversight for internal and external new business development, practice management and NPH’s WealthOne advisory sales team. He will be based in Denver and report directly to Scott Romine. Before joining NPH, Vinson most recently served as vice president and head of new business development for Cetera Advisors. As head of advisory platform strategy, Munsie will also be based in Denver, and report directly to Steve Dowden, executive vice president and chief operating officer of NPH. He will be responsible for the strategy and evolution of NPH’s WealthOne advisory platform, including all aspects of its products, pricing and technology. Munsie joins NPH from Infinex Financial Group.

National Planning Holdings, Inc. Announces Executive Changes

National Planning Holdings, Inc.(NPH) announced Scott Romine has assumed the role of president and chief executive officer, effective August 1, 2016. In this position, he will be responsible for the strategy and direction of the nation’s fourth-largest independent broker-dealer network, which includes INVEST Financial Corporation (INVEST), Investment Centers of America, Inc. (ICA), National Planning Corporation (NPC) and SII Investments, Inc.(SII). Romine will be based in Nashville and succeeds Greg Cicotte, who will concentrate on his role as executive vice president and chief distribution officer of Jackson National Life Insurance Company, with responsibility for overall product distribution, strategy and execution across Jackson and its subsidiaries and U.S. affiliates, including NPH.

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Recent Private Companies Transactions

Type
Date
Target
Merger/Acquisition
August 15, 2017
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