March 19, 2018 6:36 PM ET

Capital Markets

Company Overview of LPL Financial LLC

Company Overview

LPL Financial LLC, an independent broker-dealer, provides an integrated platform of proprietary technology, brokerage, and investment advisory services to independent financial advisors, and financial advisors at regional and community banks and credit unions in the United States. It provides business consulting, business development, marketing support, practice management programs and training services to assist entrepreneurial financial advisors helping them grow their businesses; and research, advisory program services and sales support, compliance, transition services, technology, marketing and training, and customer services to community and regional banks and credit unions. The company...

75 State Street

24th Floor

Boston, MA 02109

United States

Founded in 1989





Key Executives for LPL Financial LLC

President, CEO & Director
Age: 52
Co-Founder and Chairman Emeritus
Age: 42
Managing Director of Service, Trading & Operations
Age: 52
Chief Executive Officer of LPL New Venture
Age: 56
Compensation as of Fiscal Year 2017.

LPL Financial LLC Key Developments

Trilogy Financial Services, Inc. Selects LPL Financial LLC as New Broker-Dealer

Trilogy Financial Services Inc. (Trilogy) announced its decision to affiliate with LPL Financial LLC ("LPL") following the August announcement that the assets owned by its independent broker-dealer network, National Planning Holdings Inc. ("NPH") have been purchased by LPL. Following the announcement of NPH's acquisition, Trilogy conducted comprehensive due-diligence to determine whether it would transition to LPL Financial or move to another broker-dealer. The Trilogy leadership team vetted nearly a dozen broker-dealer options, both large and small, before coming to a decision.

LPL Financial LLC Appoints John Lynch Executive Vice President and Chief Investment Strategist

LPL Financial LLC has announced John Lynch joined LPL as executive vice president and chief investment strategist. In his role, Lynch leads the LPL Investment Research team, which consists of 12 analysts. He is responsible for economic and market analysis, investment strategy, asset allocation, portfolio management and communicating with advisors, investors and the media. Lynch has more than 30 years’ experience in the financial services industry. He joins LPL from Wells Fargo Private Bank, where he most recently served as senior vice president and chief investment officer for the Mid-Atlantic region. Prior to this, Lynch held roles that included chief equity strategist with Wells Fargo Asset Management, and chief market analyst for Wachovia and Evergreen Investments.

LPL Financial Holdings Inc. to Report Q3, 2017 Results on Oct 26, 2017

LPL Financial Holdings Inc. announced that they will report Q3, 2017 results at 5:00 PM, US Eastern Standard Time on Oct 26, 2017

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Recent Private Companies Transactions

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