New regulatory regimes. Increased business complexity. Professional and even personal liability. From the front office to operations, steering through the minefield of risk and regulation to keep your firm compliant has never had higher stakes. Bloomberg Vault offers a secure, hosted compliance solution that enables robust governance of communication data, file analytics, and trade reconstruction across the enterprise.
Pre-trade, in-trade and post-trade — stay on top of market abuse with a preventive approach to best execution, unauthorized trading, price and limits, and risk. And we leverage email, instant message, social media and voice to reconstruct trades with an unprecedented degree of accuracy, detail and context. Investigate and respond to eDiscovery and regulatory requests with smarter search. Sharpen the review process and make audit trails airtight.
By consolidating compliance, legal and data management processes into an integrated, real-time system, Bloomberg Vault helps regulated firms navigate the complicated terrain of compliance – and profit from their data in the process.