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Banks and brokers

Featuring speed, transparency and flexibility for the sell side:

  • Automatic matching of client documents and data to bank requirements drives efficient information exchange
  • Integrated request status and issue management capabilities facilitate clarity and collaboration during client interactions
  • Policy agnostic platform to support bespoke and evolving requirements
  • Tools to manage evidence and data discrepancies within onboarding requests
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TP ICAP appoints Bloomberg Entity Exchange for key MiFID II compliance role. Read more
Join Bloomberg for 30 Minutes on KYC and Beyond. View webinar series
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Resources
Press Release | Gordian Capital Selects Bloomberg's Entity Exchange to Accelerate Fund Launches
White Paper | Know Your KYC | Illuminating the Hedge Fund Perspective
Webinar | Managing Entity Data Hierarchies and Keeping Track of Sanctions, Watch Lists and PEPs across KYC Process
Resources
+ Press Release | Gordian Capital Selects Bloomberg's Entity Exchange to Accelerate Fund Launches

File size: pdf

File type:

+ White Paper | Know Your KYC | Illuminating the Hedge Fund Perspective

File size:

File type: pdf

+ Webinar | Managing Entity Data Hierarchies and Keeping Track of Sanctions, Watch Lists and PEPs across KYC Process

File size:

File type: pdf

Insights
Featured

How to repaper to meet MiFID II – without losing your clients

Regulatory changes may differ, but all seem to have one thing in common: the requirement that sell side firms collect more and more data, documents and affirmations from their clients.

MiFID II

Foreign exchange: How to deal with the summer MiFID II blues

Foreign Exchange executives are sweating, not just from the summer heat, but because of the looming deadline of the most far-reaching financial regulation to date – the Markets in Financial Instruments Directive II (MiFID II).

Foreign Exchange
Featured

Technology to elevate—not replace—compliance professionals

For the first time since the 2008 financial crisis, financial institutions have begun to reduce headcount in compliance.

Compliance
Featured

Best execution isn’t just about numbers: Why broker ranking matters

The SEC expects an investment adviser to disclose to clients the factors it takes into account when choosing brokers, including soft-dollar arrangements.

Compliance

MiFID II KYC poses challenge

Clients who are local authorities or public municipalities will be automatically classified as retail investors once MiFID II goes into effect.

MiFID II