Global regulation
The constantly evolving landscape of regulation impacts financial firms in numerous ways, and this new normal means staying ahead of the curve when it comes to technology. Bloomberg Entity Exchange provides flexible, secure and efficient solutions to meet requirements for various regulations across the globe.

Legal Entity Identifier
The Global Legal Entity Identifier Foundation (GLEIF) has accredited Bloomberg Finance LP as an issuer of the Legal Entity Identifier (LEI). Entity Exchange clients can now request, or renew their LEI directly through the platform.

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Banks and brokers
Featuring speed, transparency and flexibility for the sell side:

  • Automatic matching of client documents and data to bank requirements drives efficient information exchange
  • Integrated request status and issue management capabilities facilitate clarity and collaboration during client interactions
  • Policy agnostic platform to support bespoke and evolving requirements
  • Tools to manage evidence and data discrepancies within onboarding requests
Join Bloomberg for 30 Minutes on KYC and Beyond. View webinar series
What's New
Whitepaper | Managing Shifting Expectations
Report| Public data, private challenge
Webinar | Managing Entity Data Hierarchies and Keeping Track of Sanctions, Watch Lists and PEPs across KYC Process
White Paper | Know Your KYC | Illuminating the Hedge Fund Perspective
Press Release | Gordian Capital Selects Bloomberg's Entity Exchange to Accelerate Fund Launches
What's New
+ Whitepaper | Managing Shifting Expectations

File size:

File type: pdf

+ Report| Public data, private challenge

File size:

File type: pdf

+ Webinar | Managing Entity Data Hierarchies and Keeping Track of Sanctions, Watch Lists and PEPs across KYC Process

File size:

File type: pdf

+ White Paper | Know Your KYC | Illuminating the Hedge Fund Perspective

File size:

File type: pdf

+ Press Release | Gordian Capital Selects Bloomberg's Entity Exchange to Accelerate Fund Launches

File size: pdf

File type:

What we offer.
Insights
Featured

Race to the finish line for FinCEN’s Customer Due Diligence Rule

With less than three months until the Financial Crimes Enforcement Network Customer Due Diligence Rule goes into effect, financial institutions are still struggling to fully implement the rule’s requirements.

Compliance
Featured

Alphabet soup of regulation affects Family Offices, too

The long arm of the regulations stretches well past financial institutions and directly into the backyards of family offices.

Compliance
Featured

How to repaper to meet MiFID II – without losing your clients

Regulatory changes may differ, but all seem to have one thing in common: the requirement that sell side firms collect more and more data, documents and affirmations from their clients.

MiFID II

Foreign exchange: How to deal with the summer MiFID II blues

Foreign Exchange executives are sweating, not just from the summer heat, but because of the looming deadline of the most far-reaching financial regulation to date – the Markets in Financial Instruments Directive II (MiFID II).

Foreign Exchange
Featured

Technology to elevate—not replace—compliance professionals

For the first time since the 2008 financial crisis, financial institutions have begun to reduce headcount in compliance.

Compliance
Featured

Best execution isn’t just about numbers: Why broker ranking matters

The SEC expects an investment adviser to disclose to clients the factors it takes into account when choosing brokers, including soft-dollar arrangements.

Compliance

MiFID II KYC poses challenge

Clients who are local authorities or public municipalities will be automatically classified as retail investors once MiFID II goes into effect.

MiFID II