Article

The new regulatory agenda - what's changing?

The global pandemic is throwing a spanner in the works for several regulatory deadlines.

Brexit gets worse for Wall Street with EU shaking up MiFID

EU officials are taking steps to amend MiFID II by walking away from concessions they made to the U.K.

Brexit relocation regulation posing challenges for tardy banks

As the deadline draws closer, banks and other financial-services companies that haven't moved staff to the EU-27 run the risk of business disruption in the event of 'no-deal'.

Germany leads pushback against unpopular MiFID II finance rules

Banks say rules overshot their target and cost too much money.

Financial services caught in web of Brexit regulation

As the uncertainty around Brexit lingers on, what will be the impact on regulations?

LEI goes global as Australia, Hong Kong and India deadlines near

The deadline for investors is near in Australia, Hong Kong and India to have a Legal Entity Identifier.

MiFID II regulators may penalize poor research pricing in 2019

MiFID II research-commission rules will step up in 2019, as the FCA prepares a compliance report which may lead to enforcement action.

Don't let Brexit mess with your client relationships

As political uncertainty remains, Brexit continues to pose challenges for financial services firms offering products and services between the UK and Europe.

As research industry adapts to MiFID II, regulators mull changes

A look at upcoming regulatory reform for scheduled MiFID II reviews.

Arab capital markets, MiFID II and evolving regulation

Observations from the Annual Conference of the Securities and Commodities Authority 2018