Host June Grasso speaks with prominent attorneys and legal scholars, analyzing major legal issues and cases in the news.
States Sue SEC Over Watered Down Broker-Dealer Rule
Columbia School of Law Professor John Coffee discusses the lawsuit by New York and a half dozen other states who are suing the Securities and Exchange Commission over allegations they watered down a final regulation intended to protect broker-dealer customers from conflicts of interest. He speaks to Bloomberg's June Grasso.
Sep 11, 2019