Hero

Host June Grasso speaks with prominent attorneys and legal scholars, analyzing major legal issues and cases in the news.

Bloomberg Law Podcast • Browse all episodes

States Sue SEC Over Watered Down Broker-Dealer Rule

Columbia School of Law Professor John Coffee discusses the lawsuit by New York and a half dozen other states who are suing the Securities and Exchange Commission over allegations they watered down a final regulation intended to protect broker-dealer customers from conflicts of interest. He speaks to Bloomberg's June Grasso.

Sep 11, 2019

Bloomberg Podcasts
Advertisement