Deutsche Bank Fined by SEC Over Failure to Guard Research

  • Lender will pay $9.5 million to resolve agency’s allegations
  • Former analyst got one-year ban over grading of Big Lots Inc.

Goldman's Swell Sees Opportunities in Deutsche Bank

Deutsche Bank AG will pay $9.5 million to settle U.S. Securities and Exchange Commission allegations that the bank failed to properly safeguard non-public information generated by its research analysts.

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