Citic, Haitong, Guosen Probed on Alleged Margin-Trading Breaches

Updated on
  • China’s regulators investigating brokerages after summer rout
  • Firms suspected of breaching rules on signing client contracts

China’s securities regulator is investigating Citic Securities Co., Haitong Securities Co. and Guosen Securities Co. over alleged breaches of rules on margin and short-selling contracts.

To continue reading this article you must be a Bloomberg Professional Service Subscriber.