Financial Data Management,Regulation and compliance
Financial Data Management, Regulation and compliance
Know your customer and get MiFID II right first time

Interpreting KYC data and new client onboarding and reporting requirements in the right way will be critical to success.

Content and Data
Content and Data
Why EDM data utilities are the keys to consistency, quality and speed

Data is the foundation of the financial industry. The work involved in compiling data, ensuring quality and synchronizing access across markets and firms is now critical to the business’s growth.

Content and Data
Content and Data
Six degrees of quant: Kevin Bacon and the Erdos number mystery

At a time when many in finance say the future belongs to math-and-data loving quants, understanding the Erdos Number couldn’t hurt.

Content and Data,Integration and Distribution
Content and Data, Integration and Distribution
Wall Street wish: Secure, compliant communications

The challenge for today’s trader is building and maintaining personal relationships in a largely electronic marketplace, within an auditable and compliant infrastructure.

Financial Data Management,Regulation and compliance
Financial Data Management, Regulation and compliance
Will ‘tech budgets’ disappear in 2017?

Banks face a conundrum when it comes to tech spending, they still have to spend more each year to maintain infrastructure, compliance, security and innovation while looking at ways to control costs.

Content and Data
Photographer: Charles Mostoller/Bloomberg
Content and Data
Bringing structure to news content

In the continuous race for valuable data, news sentiment creates a potentially powerful lens using modern analytical methods and arrays of data that were inaccessible or unanalyzable before.

Content and Data
Photographer: Michael Nagle/Bloomberg
Content and Data
Investors are using algorithms to parse tweets with market-moving potential

It’s clearly impossible for any human being to read, let alone absorb all this fragmented and unstructured information, so financial markets turned to algorithms to parse, group and determine sentiment to the apparently ever growing number of posts.

Regulation and compliance
Photographer: Andrew Harrer/Bloomberg
Regulation and compliance
SEC maintains stance on regulatory audits for advisers

Despite a changing of the guard, it does not appear that the SEC is going to alter its current enforcement model.

Content and Data
Photographer: Daniel Acker/Bloomberg
Content and Data
Hillary Clinton’s twitter chart of doom

Social media analysts call real-time Twitter data “the firehose” because it flows so thick and fast. Their challenge is to build algorithms that collect millions of tweets about a topic, and then code those tweets as positive or negative.

Regulation and compliance
Regulation and compliance
Q&A: How to prepare for a regulatory exam

The more your compliance consultant and legal counsel know about your business, the better able they are to help you when the regulators come knocking.