rading Analytics. Research and Development The amounts expensed for the company’s research and development costs were estimated at $35.8 million for the year ended December 31, 2013. Regulations The principal self-regulator of all the company’s U.S. broker-dealers is the Financial Industry Regulatory Authority (FINRA). ITG Inc. is a U.S. broker-dealer registered with the SEC; FINRA; The NASDAQ Stock Market (NASDAQ); New York Stock Exchange; NYSE Arca, Inc. (ARCA); NYSE MKT LLC (NYSE MKT); BATS Y-Exchange, Inc. (BYX); BATS Z-Exchange, Inc. (BZX); Chicago Stock Exchange Inc.; EDGA Exchange, Inc. (EDGA); EDGX Exchange, Inc. (EDGX); NASDAQ OMX BX, Inc. (NASDAQ BX); NASDAQ OMX PHLX, Inc. (NASDAQ OMX PHLX); National Stock Exchange; National Futures Association (NFA); Ontario Securities Commission (OSC), all 50 states, Puerto Rico and the District of Columbia. ITG Derivatives is a U.S. broker-dealer registered with the SEC, FINRA, NYSE MKT, ARCA, BYX, BZX, BOX Options Exchange LLC, EDGA, EDGX, Chicago Board Options Exchange, C2 Options Exchange Incorporated, International Securities Exchange, NASDAQ, NASDAQ BX, NASDAQ OMX PHLX, Commodities and Futures Trading Commission, Miami International Securities Exchange, the NFA, and 28 states. AlterNet is a U.S. broker-dealer registered with the SEC, FINRA, NASDAQ, EDGA, EDGX, and 14 states. ITG Canada is a Canadian broker-dealer registered as an investment dealer with the Investment Industry Regulatory Organization of Canada (IIROC), the OSC, the Autorité Des Marchés Financiers in Quebec, Alberta Securities Commission, British Columbia Securities Commission, Manitoba Securities Commission, New Brunswick Securities Commission, Nova Scotia Securities Commission and Saskatchewan Financial Services Commission. ITG Canada is also registered as a Futures Commission Merchant in Ontario and Manitoba and Derivatives Dealer in Quebec. ITG Canada is a member of the Toronto Stock Exchange (TSX), TSX Venture Exchange, the Canadian National Stock Exchange and the Montreal Exchange. TriAct operates MATCH Now, an ATS under National Instrument 21-101 and is registered as an investment dealer with IIROC, the OSC, and the Alberta Securities Commission. The company’s European operations include ITG Ventures Limited, ITGL, and/or its wholly-owned subsidiary, Investment Technology Group Europe Limited (ITGEL). ITGL and ITGEL are authorized and regulated by the Central Bank of Ireland (CBoI) under the European Communities (Markets in Financial Instruments) Regulations 2007. ITGL is a member of the main national European exchanges, including the London Stock Exchange, Deutsche Börse and Euronext, as well as majority of the European-domiciled MTFs. It also operates the POSIT crossing system in Europe as a MTF under the Markets in Financial Instruments Directive (MiFID). ITGEL's London Branch is registered with the Financial Services Authority and ITGEL's Paris branch is registered with the Banque de France. ITG Australia is a market participant of the Australian Securities Exchange (ASX) and Chi-X Australia Limited. It is also a holder of an Australian Financial Services License issued by the Australian Securities and Investments Commission (ASIC). ITG Australia's principal regulators are the ASX and ASIC. ITG Hong Kong is a participating organization of the Hong Kong Stock Exchange and a holder of a securities dealer's license issued by the Securities and Futures Commission of Hong Kong (SFC), with the SFC acting as its principal regulator. ITG Singapore is a holder of a Capital Markets Services License from the Monetary Authority of Singapore (MAS), with the MAS acting as its principal regulator. History Investment Technology Group, Inc. was founded as a Delaware corporation in 1983.
investment technology group
(IVY:Munich Stock Exchange)
One Liberty Plaza
New York, NY 10006
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