October 21, 2017 11:03 PM ET

Capital Markets

Company Overview of Associated Securities Corp.

Company Overview

Associated Securities Corp. operates as a security broker/dealer in United States. The company offers transition support services, such as preparing and assisting in processing ACAT transfers, new account forms, bulk transfer forms, orders business cards and stationery, and notifications to insurance companies of broker/dealer appointments or changes and business processing; investment research services; and regional managers to provide supervision, industry/company best practices information, transition support, and training. It also provides on-site compliance reviews, ongoing compliance education, compliant marketing and sales tools development, and information on regulatory developments,...

222 North Sepulveda Boulevard

Suite 1800

El Segundo, CA 90245

United States

Founded in 1982

Phone:

310-568-3600

Fax:

310-258-6563

Key Executives for Associated Securities Corp.

Chairman and Chief Executive Officer
President
Chief Financial Officer and Senior Vice President
Senior Vice President of Operations
Chief Compliance Officer and Senior Vice President
Compensation as of Fiscal Year 2017.

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Recent Private Companies Transactions

Type
Date
Target
No transactions available in the past 12 months.
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