September 26, 2017 6:36 PM ET

Capital Markets

Company Overview of First Allied Holdings Inc.

Company Overview

First Allied Holdings Inc. is based in San Diego, California. First Allied Holdings Inc. operates as a subsidiary of RCS Capital Corporation.

655 West Broadway

12th Floor

San Diego, CA 92101

United States

Phone:

310-414-6162

Key Executives for First Allied Holdings Inc.

First Allied Holdings Inc. does not have any Key Executives recorded.

First Allied Holdings Inc. Key Developments

Disclosure Statement and Reorganization Plan Approved for RCS Capital Corporation & Affiliates and Cetera Financial Holdings, Inc. & Affiliates

The US Bankruptcy Court approved the fourth amended joint plan of reorganization and disclosure statement for RCS Capital Corporation and second amended joint prepackaged plan of reorganization and disclosure statement for Cetera Financial Holdings, Inc. on May 19, 2016.

Fourth Amended Reorganization Plan Filed by RCS Capital Corporation

RCS Capital Corporation filed a fourth amended plan of reorganization in the US Bankruptcy Court on May 9, 2016. As per the amended plan filed, there were no amendments related to treatment of different claim classes. The debtor filed a revised fourth amended plan of reorganization in the Court on May 10, 2016. There were no changes in the revised plan.

Second Amended Joint Prepackaged Reorganization Plan Filed by Cetera Financial Holdings, Inc. and its Affiliates

Cetera Financial Holdings, Inc. and its affiliates, filed second amended joint prepackaged chapter 11 plan of reorganization in the US Bankruptcy Court on May 9, 2016. As per the amended plan filed, General Unsecured Claims-Cetera Affiliates shall receive payment on account of such claims which are “riding through” the Chapter 11 cases as if the Chapter 11 cases had not been commenced. There were no amendments related to change in treatment of different claim classes. Cetera filed a revised second amended joint prepackaged chapter 11 plan of reorganization in the US Bankruptcy Court on May 10, 2016. There were no changes in the revised plan.

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Recent Private Companies Transactions

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