September 22, 2017 4:16 PM ET

Capital Markets

Company Overview of D&D Securities Inc.

Company Overview

D&D Securities Inc. offers investment banking and retail brokerage services. The firm provides services of financing in new issues, private placements and initial public offerings, advisory in merger, acquisition and divestiture, institutional sales and trading, equity capital markets, private client wealth management. The firm was formerly known as Dominick and Dominick Securities Inc. D&D Securities Inc. was founded in 1929 and is based in Toronto, Canada.

133 Richmond Street West

Suite 602

Toronto, ON M5H 2L3

Canada

Founded in 1929

Phone:

866-804-0607

Key Executives for D&D Securities Inc.

Partner and Managing Director
Age: 69
Partner
Compensation as of Fiscal Year 2017.

D&D Securities Inc. Key Developments

Junex Inc. Extends its Agreement with D&D Securities Inc

Junex Inc. announced that the term of its agreement with D&D Securities Inc. to provide market-making services has been extended until September 30, 2016. The fees payable under the agreement remain $5,000 per month, plus applicable taxes.

Red Moon Potash Inc. Engages D&D Securities as its Advisor

Red Moon Potash Inc. announced that it has engaged D&D Securities of Toronto to act as its advisor in advancing the Captain Cook salt project in western Newfoundland to a feasibility stage. The agreement is for a term of six months.

Canadian Spirit Resources Inc. Retains D&D Securities Inc. to Provide Market-Making Services

Canadian Spirit Resources Inc. announce that it has retained D&D Securities Inc. of Toronto, Ontario to provide market-making services. The market-making services will be undertaken by D&D in compliance with the guidelines of the TSX Venture Exchange. Under the terms of the agreement, CSRI will pay D&D a monthly fee of $5,000 plus applicable taxes for a trial period of three months commencing February 1, 2016. After that three month period, if both parties are in agreement, the contract will roll over on a month-to-month basis (with 30 days written notice required to terminate the contract). There are no performance factors contained in the agreement and D&D will not receive any shares or options from CSRI as compensation for the services it will render. CSRI and D&D are unrelated and unaffiliated entities, but D&D and/or its clients may have a direct interest in the securities of CSRI.

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Recent Private Companies Transactions

Type
Date
Target
No transactions available in the past 12 months.
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