October 22, 2017 11:50 PM ET

Professional Services

Company Overview of RIA in a Box LLC

Company Overview

RIA in a Box LLC, a registration and compliance consulting company, provides tools for registered investment advisers (RIA) to conduct business in the Americas. It offers a customized registration package, including documents building and submission to the state/SEC; tailored contracts; tailored policies and procedures manual; chief compliance officer training to understand compliance obligations; and out filling out and filing necessary documents. The company also provides solutions to tailor Form ADV Part 2A for the RIA firm and sole proprietor RIAs; and Form ADV Part 2B for persons that generate investment advice for clients, meets with clients as an advisor, or that has discretionary tra...

108 West 39th Street

Suite 604

New York, NY 10018

United States

Founded in 2005

Phone:

212-840-1310

Key Executives for RIA in a Box LLC

Chief Operations Officer
Vice President of Registrations & Documents and General Counsel
Director of Sales and Business Development
Director In Auditing and Compliance
Compensation as of Fiscal Year 2017.

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Recent Private Companies Transactions

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Date
Target
No transactions available in the past 12 months.
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