April 24, 2017 9:25 AM ET

Consumer Finance

Company Overview of Apex Clearing Corporation

Company Overview

Apex Clearing Corporation provides clearing and execution solutions to the financial services industry. It offers clearing services in the areas of purchase and sales, settlements, new account setup, corporate actions processing, banking and cash management, and margins; and execution services in the areas of retail best execution smart router, dark pool aggregator, direct market access, and institutional trading. The company also provides portfolio financing services and solutions, such as portfolio margin and joint back office solutions; and prime brokerage services. In addition, it offers relationship management services; and risk management services in the areas of pre-trade risk filters...

350 North Saint Paul Street

One Dallas Center

Suite 1300

Dallas, TX 75201

United States

Founded in 1978





Key Executives for Apex Clearing Corporation

Chief Executive Officer and Director
President, CRO and Director
Chief Operating Officer
Chief Capital Markets Officer
Head of Retail
Compensation as of Fiscal Year 2016.

Apex Clearing Corporation Key Developments

Apex Clearing Corporation Names Ron Fiske as Head of Retail

Apex Clearing Corporation has hired Ron Fiske as Head of Retail. Mr. Fiske brings to Apex more than 30 years of financial experience, with an expertise in custody, and will play a pivotal role in deepening the company’s digital investment solutions. Prior to joining Apex, Mr. Fiske was managing director at Envestnet. He has also held managerial positions at Fidelity Investments and Pershing LLC.

Apex Clearing Launches Prime Brokerage Platform to Serve Growing Demand from Small and Mid-Sized Hedge Funds

Apex Clearing Corporation announced that it has launched its Apex Prime brokerage offering for hedge funds with up to $200 million in assets under management. Apex Clearing has put together a veteran team headed by former Convergex executive John Mollica and has added former Goldman Sachs executive Brian Duggan as a strategic advisor to the business.

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Recent Private Companies Transactions

No transactions available in the past 12 months.

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