August 23, 2017 3:41 PM ET

Capital Markets

Company Overview of NASDAQ PHLX, Inc.

Company Overview

NASDAQ PHLX, Inc. trades on equity options, index options, and U.S. dollar-settled currency options. It offers equity options; various derivatives offerings, including FX options providing retail and institutional traders with the opportunity to trade options on major foreign currencies; and sector index options. The company also distributes market data products, including futures trading market data and sector index spot and settlement values data. It provides electronic and floor-based trade. The company was founded in 1790 and is based in Philadelphia, Pennsylvania. NASDAQ PHLX, Inc. operates as a subsidiary of Nasdaq, Inc.

1900 Market Street

Philadelphia, PA 19103-3527

United States

Founded in 1790





Key Executives for NASDAQ PHLX, Inc.

Chief Executive Officer, President and Director
Age: 52
Executive Vice President Global Technology Solutions
Age: 56
Chief Financial Officer and Executive Vice President
Age: 50
Executive Vice President and Chief Information Officer
Age: 57
Executive Vice President and General Counsel
Age: 62
Compensation as of Fiscal Year 2017.

NASDAQ PHLX, Inc. Key Developments

The NASDAQ Stock Market LLC, NASDAQ PHLX LLC and NASDAQ BX, Inc. Announces Board Appointments

Following the completion of Nasdaq’s acquisition of International Securities Exchange on June 30, 2016, Nasdaq, Inc. announced the election of seven additional directors to the Boards of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC and NASDAQ BX, Inc. Directors serve a one-year term. The name and title of the seven additional directors elected to the Boards of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC and NASDAQ BX, Inc. are highlighted below: Patrick H. Hickey, Head of Market Structure, Optiver US, LLC; Elizabeth G. Martin, Managing Director, Goldman Sachs; Eric J. Levine, Director, Barclays; Jonathan G. Rosen, Managing Director, Citadel Securities; Andrew J. Schultz, Head of Strategic Options Business, Susquehanna International Group, LLP; Tyler G. Sorba, Executive Director, Morgan Stanley; and Thomas A. Wittman, Chief Executive Officer and President, Nasdaq, PHLX and BX.

The NASDAQ Stock Market LLC, NASDAQ PHLX, Inc., and NASDAQ BX, Inc. Announces Board Appointments

Nasdaq, Inc. announces the appointment of nine directors to The NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc. Boards; the election of Thomas A. Kloet as Chairman of the Boards and the retirement of three directors. Directors serve a one-year term. The name and title of directors appointed to the Boards of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC and NASDAQ BX, Inc. are: Daniel C. Bigelow, President and Managing Partner of Monadnock Capital Management L.P, Virgis W. Colbert, Senior Advisor, MillerCoors, Michael J. Curran, retired Chairman and Chief Executive Officer of the Boston Stock Exchange, David J. Frear, Executive Vice President and Chief Financial Officer, Sirius XM Holdings Inc, Hans-Ole Jochumsen, President, Nasdaq, Inc, Thomas A. Kloet, retired CEO and Executive Director, TMX Group, Limited. Chairman Kloet also serves on the Nasdaq, Inc. Board, William M. Lyons, retired President and Chief Executive Officer of American Century Companies, Inc, . Douglas Melamed, Professor in the Practice of Law, Stanford Law School, Wendy S. White, Senior Vice President and General Counsel, University of Pennsylvania.

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