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May 05, 2015 8:39 AM ET

Capital Markets

Company Overview of MLV & Co. LLC

Company Overview

MLV & Co. LLC is a boutique investment banking firm that offers financial advisory services to institutional investors and growth oriented companies. The firm offers securities brokerage and trading services. The company is based in New York, New York. As of December 31, 2012, MLV & Co. LLC operates as a subsidiary of MLV & Co. Financial LLC.

1251 Avenue of the Americas

41st Floor

New York, NY 10020

United States

Phone:

212-542-5880

Key Executives for MLV & Co. LLC

Founder, Chief Executive Officer and Partner
President and General Counsel
Executive Managing Director and Head of Capital Markets
Senior Managing Director of Investment Banking, Head of Global Metals & Mining Investment Banking Group and Director
Age: 68
Managing Director
Age: 52
Compensation as of Fiscal Year 2014.

MLV & Co. LLC Key Developments

Dominic Capolongo Joins Mlv & Co. as Managing Director and Co-Head of Financial Institutions Group

MLV & Co. announced that Dominic Capolongo joined the company as managing director and co-head of its financial institutions group. Capolongo will head a team of investment banking professionals and advise specialty finance companies extending across numerous corporate finance, financial advisory and corporate banking sectors.

MLV & Co. Appoints Dominic A. Capolongo as Managing Director to Co-Lead Financial Institutions Practice

MLV & Co announced that Dominic A. Capolongo recently joined the firm as managing director and co-head of its Financial Institutions Group. Mr. Capolongo will lead a team of investment banking professionals and advise specialty finance companies extending across numerous corporate finance, financial advisory, and corporate banking sectors. Mr. Capolongo comes to MLV & Co. from RBC Capital Markets, where he served from 2011 as managing director in its U.S. Financial Institutions Investment and Corporate Banking Group. With nearly 25 years experience advising financial services companies as a lawyer and banker, Mr. Capolongo will use his broad expertise in mergers and acquisitions, mortgage processing, and real estate investment on behalf of MLV's growth-oriented clients.

GreenHunter Resources, Inc. Engaged MLV & Co as its Exclusive Placement Agent

GreenHunter Resources Inc. engaged MLV & Co. as its exclusive placement agent in connection with the offering and sale of the securities pursuant to a Placement Agency Agreement. Pursuant to the Placement Agreement, MLV has no obligation to buy any of the Securities from the company and is acting solely as the placement agent. The company agreed to pay MLV 6% of the aggregate gross proceeds received by the company from the sale of the Securities, plus certain costs and expenses not to exceed $15,000.

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