September 23, 2017 6:58 PM ET

Capital Markets

Company Overview of Imperial Capital, LLC

Company Overview

Imperial Capital, LLC provides investment banking, institutional sales and trading, and institutional research services. The firm’s investment banking services include capital markets, mergers and acquisitions, capital structure, restructuring, and recapitalization advisory. It also provides high yield and distressed debt securities, bank debt, convertible bonds, preferred stocks, and equities research and sales and trading services. The firm focuses on aerospace, defense and government services, airlines and transportation, business services, consumer, energy, financial services, gaming and leisure, healthcare, homebuilding and real estate, media and telecommunications, security and homelan...

2000 Avenue of the Stars

South Tower

9th Floor

Los Angeles, CA 90067

United States

Founded in 1997





Key Executives for Imperial Capital, LLC

Chief Executive Officer
Age: 57
Co-Founder, Chairman, Chairman of Imperial Capital Group, LLC and CEO of Imperial Capital Group, LLC
Age: 52
Managing Director
Compensation as of Fiscal Year 2017.

Imperial Capital, LLC Key Developments

Imperial Capital LLC Announces Executive Appointments

Imperial Capital, LLC announced the addition of senior high yield professionals, James Book, institutional sales professional and Daniel Derman, senior distressed trader. Mr. Book and Mr. Derman join Imperial Capital’s High Yield & Distressed Credit Group as Managing Directors based in New York. The two hires expand Imperial’s global high yield institutional coverage in the US. James Book joins Imperial Capital as a Managing Director in the High Yield Credit Sales Group in New York. Mr. Book has over 25 years of industry experience, most recently as a Director of High Yield Credit Sales with BNP Paribas Securities Corp. focusing on US and European High Yield, Leveraged Loans and distressed debt. Daniel Derman joins Imperial Capital as a Managing Director and Senior Trader to help drive the firm’s distressed and special situations trading business. Most recently, Mr. Derman was engaged in a private investment project and led several privately negotiated transactions.

Imperial Capital, LLC Appoints Jason Kim as Senior Vice President in the Structured Products Trading Group

dImperial Capital, LLC announced the addition of Jason Kim to its Structured Products Group. Mr. Kim will report to Keith Grimaldi, Managing Director and Head of Structured Products Sales and Trading. Jason Kim joins company as a Senior Vice President in the Structured Products Trading Group in New York and has over 15 years of experience trading a variety of fixed income products. Most recently, Mr. Kim was an Executive Director at Oppenheimer & Co. Inc. and primarily traded non-agency RMBS as well as CMBS, CLO and ABS bonds. Prior to Oppenheimer, he held similar roles at JVB Financial, UBS and Deutsche Bank.

David Burns joins Imperial Capital, LLC as a Senior Vice President in Restructuring & Recapitalization

Imperial Capital, LLC announced that David Burns has joined the firm as a Senior Vice President in Restructuring & Recapitalization in the Investment Banking Group. He is based in New York. With over 15 years of experience in complex financial restructuring, distressed M&A, and special situations financing, Mr. Burns joins Imperial Capital following three years of independent consulting, advising clients on internal reorganization, international expansion, process improvement, governance and risk management, and corporate development.

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