Bloomberg the Company & Products

Bloomberg Anywhere Login


Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.


Financial Products

Enterprise Products


Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000


Industry Products

Media Services

Follow Us

May 22, 2015 10:01 AM ET

Capital Markets

Company Overview of Guggenheim Securities, LLC

Company Overview

Guggenheim Securities, LLC operates as a subsidiary of Guggenheim Partners, LLC.

330 Madison Avenue

New York, NY 10017

United States

Key Executives for Guggenheim Securities, LLC

Executive Chairman and Chief Executive Officer
Age: 64
Head of Investment Banking and Senior Managing Director
Senior Managing Director and Head of Insurance Banking
Senior Managing Director
Age: 49
Managing Director
Compensation as of Fiscal Year 2014.

Guggenheim Securities, LLC Key Developments

Guggenheim Securities Appoints Jonathan Cary as Senior Managing Director

Guggenheim Securities announced that Jonathan Cary will be joining the firm as a Senior Managing Director to build the financial sponsor effort within investment banking. Mr. Cary will be joining Guggenheim Securities from Bank of America Merrill Lynch, where he spent 14 years in the bank's Financial Sponsors group. Prior to that, he worked for Credit Suisse in the Leverage Finance and Equity Capital Markets groups for eight years in both Australia and the United States.

Guggenheim Securities Hires William Tanner as Managing Director and Senior Biotech Research Analyst

Guggenheim Securities announced the hiring of William Tanner as a Managing Director and senior biotech research analyst. Mr. Tanner will start work at Guggenheim in May 2015 in the firm's New York office.

Guggenheim Securities Appoints James Schaefer Senior Managing Director of Investment Banking Department

Guggenheim Securities announced that James Schaefer will join the company's investment banking department as a Senior Managing Director covering the energy, power and energy technology sector. Mr. Schaefer will be joining from The Blackstone Group, where he served as Head of Global Power, Energy & Renewables for Blackstone Advisory Partners. Prior to joining Blackstone, he served as the Global Head of the Power and Renewable Energy Group at UBS, following energy and power banking positions at Lehman Brothers, Salomon Brothers and Chase earlier in his career.

Similar Private Companies By Industry

Company Name Region
Foros Securities LLC United States
Paralink Asset Management Corporation United States
Geneva Equities, Ltd. United States
Tucker Capital Corporation United States
Harbor Group Net Co. United States

Recent Private Companies Transactions

September 26, 2014
Lazard Capital Markets LLC, London Operations

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Lawyers Committee for Civil Rights Under Law United States
NYC2012, Inc. United States
Bertelsmann AG Europe
Rush University United States
Greater Houston Partnership United States

Sponsored Financial Commentaries

Sponsored Links

Report Data Issue

To contact Guggenheim Securities, LLC, please visit Company data is provided by Capital IQ. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at