January 31, 2015 7:45 AM ET

Capital Markets

Company Overview of Guggenheim Securities, LLC

Company Overview

Guggenheim Securities, LLC operates as a subsidiary of Guggenheim Partners, LLC.

330 Madison Avenue

New York, NY 10017

United States

Key Executives for Guggenheim Securities, LLC

Executive Chairman and Chief Executive Officer
Age: 64
Head of Investment Banking and Senior Managing Director
Senior Managing Director
Age: 51
Senior Managing Director and Head of Insurance Banking
Senior Managing Director
Age: 49
Compensation as of Fiscal Year 2014.

Guggenheim Securities, LLC Key Developments

Guggenheim Securities Appoints Onnie Mayshak to its Boston Office as Director in Equity Sales

Guggenheim Securities announced that W. Onnie Mayshak has joined its Boston office as a director in equity sales. Mr. Mayshak joins Guggenheim from Ned Davis Research, where he served as director of the institutional sales group, working with asset managers throughout Boston, Philadelphia, and Baltimore. Prior to that, he spent several years at Susquehanna International Group.

Guggenheim Securities Hires Howard Tubin in its New York Research Team as Director and Senior Equity Analyst

Guggenheim Securities announced that Howard Tubin has joined its New York research team as a Director and Senior Equity Analyst covering consumer softlines. Mr. Tubin was most recently a Senior Analyst at RBC Capital Markets, where he covered apparel retailers/wholesalers and footwear companies since 2006. He held previous retail research roles at Cathay Financial, UBS, PaineWebber, and Schroder & Co.

Guggenheim Securities, LLC Presents at 204 Western Automotive Conference, Nov-18-2014 04:15 PM

Guggenheim Securities, LLC Presents at 204 Western Automotive Conference, Nov-18-2014 04:15 PM. Venue: Los Angeles, California, United States. Speakers: John A. Casesa, Senior Managing Director.

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Recent Private Companies Transactions

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Date
Target
Merger/Acquisition
September 26, 2014
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