Company Overview of Nomura Holding America, Inc.
Nomura Holding America Inc. is the American branch of the Japanese investment banking and securities firm Nomura Securities Co., Ltd. The company operates in North and South America. Nomura Holding America Inc.'s four major divisions are equities, fixed income, asset management and investment banking. The company business lines also include venture capital and private equity investing. The company is based in New York, New York. Nomura Holding America, Inc. operates as a subsidiary of Nomura Holdings, Inc.
309 West 49th Street
New York, NY 10019-7316
Founded in 1989
Key Executives for Nomura Holding America, Inc.
Chief Executive Officer and President
Head of Latin America Investment Banking
Managing Director for Consumer Retail Mergers & Acquisitions for Americas
Head of Consumer Retail for Americas & Managing Director
Compensation as of Fiscal Year 2016.
Nomura Holding America, Inc. Key Developments
U.S. Subsidiaries of Nomura Holdings, Inc. Files an Appeal to the United States Court of Appeals for the Second Circuit
Jun 11 15
The U.S. subsidiaries of Nomura Holdings, Inc. have filed an appeal to The United States Court of Appeals for the Second Circuit. The United States District Court for the Southern District of New York issued a judgment on May 15, 2015, in the proceedings commenced by the Federal Housing Finance Agency, as conservator for the government sponsored enterprises Federal National Mortgage Association and Federal Home Loan Mortgage Corporation, against Nomura Asset Acceptance Corporation, Nomura Home Equity Loan, Inc., Nomura Credit & Capital, Inc., Nomura Securities International, Inc. and Nomura Holding America Inc., and RBS Securities Inc. as an underwriter. After consideration of the Opinion and Order on which the judgment is based, the Company's U.S. subsidiaries believe the District Court made significant legal errors and have determined to appeal. The Company's subsidiaries believe that their appeal has merit and intend to pursue it vigorously.
United States District Court for the Southern District of New York Issues Judgment against RBS Securities, Nomura Holdings, Inc and its Subsidiaries
May 18 15
On May 15, 2015, the United States District Court for the Southern District of New York issued a judgment in the proceedings against Nomura Asset Acceptance Corporation (NAAC), Nomura Home Equity Loan Inc. (NHEL), Nomura Credit & Capital, Inc., Nomura Securities International, Inc. and Nomura Holding America Inc., each a Nomura Holdings, Inc. and RBS Securities Inc. as an underwriter commenced by the Federal Housing Finance Agency (FHFA), as conservator for the government sponsored enterprises, Federal National Mortgage Association and Federal Home Loan Mortgage Corporation (the GSEs) in September 2011. In September 2011, the FHFA commenced proceedings in the United States District Court for the Southern District of New York against numerous issuers, sponsors and underwriters of residential mortgage-backed securities (RMBS) and their controlling persons, including the company's U.S. subsidiaries. The action alleged that the GSEs purchased RMBS issued by NAAC and NHEL for which the offering materials contained untrue statements or omitted material facts concerning the underwriting standards used by the original lenders and the characteristics of the loans underlying the securities and sought rescission of its purchases. The District Court held, after a bench trial, that FHFA proved that the offering materials for certificates issued by NAAC and NHEL and purchased by the GSEs contained material misstatements entitling FHFA to rescission. The District Court ordered the defendants to pay $806 million to GSEs upon GSEs' delivery of the certificates at issue to the Defendants. The company will review the judgment and will consider all options, including appeal. This judgment is expected to have insignificant impact on the company's consolidated performance. Further notice will be released if any matters requiring disclosure should occur in the future.
Federal Home Loan Bank of Boston to Receive More Than $110.7 Million in Private-Label MBS Suit
Apr 27 15
Federal Home Loan Bank of Boston agreed to settle its claims against various defendants regarding investments in private-label MBS, for a net amount of $110.7 million. The FHLB will continue its private-label MBS litigation against various securities dealers, underwriters, control persons, issuers/depositors and credit rating agencies. According to the FHLB's Form 10-K filed March 23, defendants in the private-label MBS litigation include some of the large institutions, their affiliates and subsidiaries and/or defendants under their control or under the control of their affiliates or subsidiaries. Among them are JPMorgan Chase & Co., Morgan Stanley and Credit Suisse (USA) Inc. Other defendants include Barclays Capital Inc., Nomura Holding America Inc., RBS Holdings USA Inc., UBS AmericasInc., Bear Stearns Cos. LLC, DB Structured Products Inc., DB U.S. Financial Market Holding Corp., EMC Mortgage Corp., Impac Mortgage Holdings Inc. and WaMu Capital Corp.
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