Bloomberg Anywhere Remote Login Bloomberg Terminal Demo Request


Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.


Financial Products

Enterprise Products


Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000


Industry Products

Media Services

Follow Us

October 09, 2015 9:23 AM ET

Capital Markets

Company Overview of Scotia Capital Inc.

Company Overview

Scotia Capital Inc. provides investment banking services to communications, media, technology, consumer products, real estate, forest products, infrastructure, industrial products, power, mining, and oil and gas sectors. The firm offers mergers and acquisitions advisory, private placement, negotiation assistance, due diligence, and restructuring services. Additionally, it provides research, equity sales and trading, foreign exchange management, merchant banking, short-term funding, investment research, and structured leasing services. The company was founded in 1999 and is headquartered Toronto, Canada with additional offices in Halifax, Montreal, Calgary, and Vancouver, Canada; Atlanta, Geo...

40 King Street West

Scotia Plaza

P.O. Box 4085, Station A

Toronto, ON M5W 2X6


Founded in 1999





Key Executives for Scotia Capital Inc.

Chairman of the Board and Chief Executive Officer
Age: 49
Managing Director and Acting Head of Equity Research
Chief Executive Officer of Scotiabank and President of Scotiabank
Age: 56
Vice Chairman and Deputy Head of U.S. Corporate
Vice-Chairman and Head of North American Private Equity and Sponsor Coverage
Compensation as of Fiscal Year 2015.

Scotia Capital Inc. Key Developments

Scotia Capital Inc. Presents at Scotia Capital Financials Summit 2015, Sep-09-2015 02:25 PM

Scotia Capital Inc. Presents at Scotia Capital Financials Summit 2015, Sep-09-2015 02:25 PM. Venue: Fairmont Royal York Hotel, 100 Front Street West, Toronto, ON M5L 1E3, Canada. Speakers: John Webster, Head, Real Estate Secured Lending.

Scotia Capital to Pay $500,000 After Self-Reporting Failings by Client Advisers

Scotia Capital has been fined $500,000 and faces other penalties under a settlement agreement with the Investment Industry Regulatory Organization of Canada. The agreement follows an admission by the division of regulatory failings by DWM Securities Inc., which subsequently amalgamated with Scotia Capital under the HollisWealth brand and is an independent wealth advisory unit of Scotiabank. DWM failed to establish and maintain a system of controls and supervision that was adequate to ensure that certain retail clients were qualified to purchase investment funds offered pursuant to prospectus exemptions, contrary to IIROC rules. In addition to the fine, Scotiabank is required to report on the execution of the remediation plan by Oct. 30 and is to impose internal fines on individual client advisers ranging from $2,500 to $30,000. The proceeds, totaling some $440,000, are to be donated to charity.

Scotia Capital Inc. Presents at SPE London Annual Conference 2015, Jun-10-2015 03:30 PM

Scotia Capital Inc. Presents at SPE London Annual Conference 2015, Jun-10-2015 03:30 PM. Venue: One Great George Street, Westminster, London, SW1P 3AA, United Kingdom. Speakers: Herve Le Guen, Technical Director, EMEA Energy ­ Origination.

Similar Private Companies By Industry

Company Name Region
Caisse d'economie Henri-Bourassa Americas
Broadband Research Inc. Americas
Simara Capital Inc. Americas
National Bank Trust Inc. Americas
Midland Baring Financial Group Inc. Americas

Recent Private Companies Transactions

No transactions available in the past 12 months.

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Lawyers Committee for Civil Rights Under Law United States
NYC2012, Inc. United States
Bertelsmann AG Europe
Rush University United States
Citizens Budget Commission United States

Sponsored Financial Commentaries

Sponsored Links

Report Data Issue

To contact Scotia Capital Inc., please visit Company data is provided by Capital IQ. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at