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August 02, 2015 6:34 PM ET

Diversified Financial Services

Company Overview of Ontario Securities Commission

Company Overview

Ontario Securities Commission operates as an independent Crown corporation that is responsible for regulating the capital markets in Ontario. It regulates firms and individuals who sell securities and provide advice in Ontario; and regulates public companies, investment funds, and marketplaces, such as the Toronto Stock Exchange. The company administers and enforces the provincial Securities Act and the provincial Commodity Futures Act, as well as administers provisions of the provincial Business Corporations Act. It also works with Canadian securities regulators to harmonize legislation and regulatory practices for the benefit of the Ontario and Canadian capital markets; and various law enf...

20 Queen Street West

Suite 1903

Toronto, ON M5H 3S8

Canada

Founded in 1928

Phone:

416-593-8314

Fax:

416-593-8122

Key Executives for Ontario Securities Commission

Chairman, Chief Executive Officer and Member of Governance & Nominating Committee
Director of Corporate Finance
Chief Accounting Officer and Executive Director
Chief Administrative Officer and Executive Director
Director of Corporate Services
Compensation as of Fiscal Year 2015.

Ontario Securities Commission Key Developments

Ontario Securities Commission Announces to Appoint Ursula Menke as New Chair of the Investor Advisory Panel Effective June 1, 2015

The Ontario Securities Commission (OSC) announced the new Chair of the Investor Advisory Panel. The Panel comments on OSC proposals, including rules, policies and the annual Statement of Priorities, brings forward policy issues for consideration, and advises on the effectiveness of the OSC's ongoing investor protection initiatives. The OSC announced that Ms. Ursula Menke has been appointed Chair of the Panel, effective June 1, 2015, and will serve a two-year term. Ms. Menke brings more than 30 years of public and private sector experience in finance, management, law, regulatory matters, operations and corporate governance. Most recently she was Commissioner of the Financial Consumer Agency of Canada.

GreenBank Capital Inc Receives Approval for Exempt Market Dealer License from Ontario Securities Commission

GreenBank Capital Inc. announced that its 100% owned subsidiary, GreenBank Financial Inc. has received approval for an Exempt Market Dealer License. GreenBank announced its intentions on May 28, 2014, and the application was made to the Ontario Securities Commission. The granting of the Exempt Market Dealers License now enables GreenBank Financial to commence investment banking transactions. GreenBank Financial now intends to identify public and private companies who may be candidates for its investment banking services, including corporate finance, mergers and acquisitions, private placements and reverse mergers.

The Ontario Securities Commission Amends Schedule for Public Disclosure of Transaction-Level Derivatives Data

The Ontario Securities Commission announced further amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting. The amendments delay the effective date for transaction-level data reporting by designated trade repositories until July 29, 2016 and also allow certain market participants to report under the European Union (EU) derivatives trade reporting rules. Delaying transaction-level public reporting allows OSC Staff further time to study current over-the-counter derivatives market data and develop appropriate publication delay mechanisms. Derivatives trade reporting is a recent development in Ontario, with the first phase having come into effect on October 31, 2014 for clearing agencies and dealers. The amendment to include the EU derivatives reporting rules is part of an ongoing effort to recognize as equivalent the rules of other jurisdictions where substituted compliance is appropriate. The amendments to the Rule are scheduled to come into effect on April 30, 2015.

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