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September 03, 2015 10:54 PM ET

Capital Markets

Company Overview of Cetera Advisors LLC

Company Overview

Cetera Advisors LLC is an independent broker-dealer and registered investment adviser company that provides various services and products to financial professionals in the United States. The company provides wealth management services, including advisory, research, due diligence, assistance in complex planning matters, insurance services, trust services, and wealth management training and education. It also provides education and professional development services that include conducting annual advisors conferences, awards conferences, OSJ training, and training and marketing events, as well as a training program for developing comprehensive wealth management skills, learning new investment s...

4600 South Syracuse Street

Suite 600

Denver, CO 80237-2769

United States

Founded in 1979





Key Executives for Cetera Advisors LLC

Chief Executive Officer
Age: 45
Vice President of New Business Development
Director of Supervisory Operations
Director of Transition Services
Compensation as of Fiscal Year 2015.

Cetera Advisors LLC Key Developments

Cetera Advisors LLC to Provide Registered Investment Advisory and Broker-Dealer Services to Comprehensive Strategies

Cetera Advisors LLC announced that it will provide broker-dealer and custodial services to Comprehensive Strategies. Comprehensive Strategies expects to utilize the advisor platforms, tools and resources provided by Cetera Financial Group to its member broker-dealer firms to drive a greater level of personalization in the way Comprehensive Strategies communicates with its clients and centers of influence. In addition, Comprehensive Strategies expects to enhance its ability to directly manage client assets, and more rapidly address complex client needs that span wealth management, intergenerational estate planning and tax solutions.

Cetera Advisors Appoints Erinn Ford as President

Cetera Financial Group announced that Erinn Ford has been named president of Cetera Advisors. Ms. Ford will report directly to Brett Harrison, formerly both president and CEO of Cetera Advisors, who will continue as CEO of Cetera Advisors while also assuming an expanded executive role at Cetera Financial Group reporting to Larry Roth. Ms. Ford has more than 20 years of experience in the financial services industry. She joined Cetera Financial Group in 2012 as senior vice president, advisor relations for Cetera Advisors. Prior to joining Cetera, she served as chief operations officer and chief marketing officer of an independent broker-dealer and RIA.

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