April 27, 2017 1:18 PM ET

Capital Markets

Company Overview of LPL Financial LLC

Company Overview

LPL Financial LLC, an independent broker-dealer, provides an integrated platform of proprietary technology, brokerage, and investment advisory services to independent financial advisors, and financial advisors at regional and community banks and credit unions in the United States. It provides business consulting, business development, marketing support, practice management programs and training services to assist entrepreneurial financial advisors helping them grow their businesses; and research, advisory program services and sales support, compliance, transition services, technology, marketing and training, and customer services to community and regional banks and credit unions. The company...

75 State Street

24th Floor

Boston, MA 02109

United States

Founded in 1989





Key Executives for LPL Financial LLC

Chief Executive Officer, President and Director
Age: 51
Co-Founder and Vice Chairman
Age: 61
Co-Founder and Chairman Emeritus
Chief Financial Officer
Age: 41
Head of Service, Trading & Operations and Managing Director
Age: 51
Compensation as of Fiscal Year 2016.

LPL Financial LLC Key Developments

LPL Financial LLC Launches Ghabai Law Group LLC

N. Nancy Ghabai, former Senior Vice President and Associate General Counsel for LPL Financial LLC has launched Ghabai Law Group LLC. The new firm represents financial services firms and professionals in arbitration, litigation and regulatory matters nationwide. Under Ghabai's leadership, the firm provides clients with a unique combination of sophisticated counsel that is the hallmark of larger firms, with the personal service, responsiveness and cost effectiveness of a boutique firm. Over the past 15 years, Ghabai, a financial services veteran attorney, has earned a reputation for representing her clients vigorously and professionally by implementing tailored solutions grounded in sound legal expertise.

LPL Financial Holdings Inc. to Report Q1, 2017 Results on Apr 27, 2017

LPL Financial Holdings Inc. announced that they will report Q1, 2017 results at 5:00 PM, US Eastern Standard Time on Apr 27, 2017

LPL Financial Holdings Inc., LPL Financial LLC, Q1 2017 Earnings Call, Apr 27, 2017

LPL Financial Holdings Inc., LPL Financial LLC, Q1 2017 Earnings Call, Apr 27, 2017

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Recent Private Companies Transactions

No transactions available in the past 12 months.

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