Bloomberg Anywhere Remote Login Bloomberg Terminal Demo Request


Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.


Financial Products

Enterprise Products


Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000


Industry Products

Media Services

Follow Us

Bloomberg Customers

February 10, 2016 1:02 AM ET

Capital Markets

Company Overview of LPL Financial LLC

Company Overview

LPL Financial LLC, an independent broker-dealer, provides an integrated platform of proprietary technology, brokerage, and investment advisory services to independent financial advisors, and financial advisors at regional and community banks and credit unions in the United States. It provides business consulting, business development, marketing support, practice management programs and training services to assist entrepreneurial financial advisors helping them grow their businesses; and research, advisory program services and sales support, compliance, transition services, technology, marketing and training, and customer services to community and regional banks and credit unions. The company...

75 State Street

24th Floor

Boston, MA 02109

United States

Founded in 1989





Key Executives for LPL Financial LLC

Chairman and Chief Executive Officer
Age: 54
Age: 50
Co-Founder, Vice Chairman and Member of Nominating & Governance Committee
Age: 60
Co-Founder and Chairman Emeritus
Chief Financial Officer
Age: 40
Compensation as of Fiscal Year 2015.

LPL Financial LLC Key Developments

LPL Financial LLC Names Tracy Calder as Managing Director and Deputy Chief Risk Officer

LPL Financial LLC announced that it has named Tracy Calder as managing director and deputy chief risk officer. Calder will be based in Charlotte and report to Michelle Oroschakoff, managing director and chief risk officer, effective Jan. 25. Calder will be responsible for the firm’s compliance and operational, market and credit risk management functions. Calder joins LPL from J.P. Morgan Securities LLC, where she most recently served as managing director, chief compliance officer. At J.P. Morgan she led a compliance program that spanned the firm’s institutional and private client broker/dealer and RIA businesses.

LPL Financial LLC Presents at Goldman Sachs U.S. Financial Services Conference, Dec-08-2015 01:10 PM

LPL Financial LLC Presents at Goldman Sachs U.S. Financial Services Conference, Dec-08-2015 01:10 PM. Venue: The Conrad Hotel, New York, New York, United States. Speakers: Mark S. Casady, Chairman and Chief Executive Officer, Matthew J. Audette, Chief Financial Officer.

Bleakley Financial Group Chooses LPL Financial LLC as Broker-Dealer and Custodian for Advisory Assets

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. announced that it is providing custodial and broker-dealer services to Bleakley Financial Group.

Similar Private Companies By Industry

Company Name Region
American Century Brokerage, Inc. United States
Opportunity Loan Guarantee Fund United States
Maximum Financial Investment Group, Inc. United States
Vertical Capital Holdings Ltd. United States
Gabriel Thomas Mitchell Trust United States

Recent Private Companies Transactions

No transactions available in the past 12 months.

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Lawyers Committee for Civil Rights Under Law United States
Bertelsmann AG Europe
NYC2012, Inc. United States
Rush University United States
Citizens Budget Commission United States

Sponsored Financial Commentaries

Sponsored Links

Request Profile Update

Only a company representative may request an update for the company profile. Documentation will be required.

To contact LPL Financial LLC, please visit Company data is provided by Capital IQ. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at