Company Overview of LPL Financial LLC
LPL Financial LLC, an independent broker-dealer, provides an integrated platform of proprietary technology, brokerage, and investment advisory services to independent financial advisors, and financial advisors at regional and community banks and credit unions in the United States. It provides business consulting, business development, marketing support, practice management programs and training services to assist entrepreneurial financial advisors helping them grow their businesses; and research, advisory program services and sales support, compliance, transition services, technology, marketing and training, and customer services to community and regional banks and credit unions. The company...
75 State Street
Boston, MA 02109
Founded in 1989
Key Executives for LPL Financial LLC
Chairman and Chief Executive Officer
Co-Founder, Vice Chairman and Member of Nominating & Governance Committee
Co-Founder and Chairman Emeritus
Compensation as of Fiscal Year 2016.
LPL Financial LLC Key Developments
LPL Financial LLC to Report Q2, 2016 Results on Jul 28, 2016
Jul 1 16
LPL Financial LLC announced that they will report Q2, 2016 results After-Market on Jul 28, 2016
LPL Financial LLC Opens Washington, D.C. Office
Jun 7 16
LPL Financial LLC announced that the firm has established an office in Washington, D.C. for members of its Government Relations team who engage regularly with legislators, regulators and trade associations to advocate and address issues on behalf of the financial services industry, LPL advisors and retail investors. The new office is located at 700 12 Street, NW, Suite 700, Washington, D.C.
Paychex Announces Partnership with LPL Financial to Offer Fully Integrated Small Market Solution
Apr 25 16
Paychex, Inc. announced that it has aligned with LPL Financial to offer the Small Market Solution, a solution that helps minimize investment fiduciary risk and provides increased efficiency for advisors and plan sponsors. The Small Market Solution will incorporate LPL's 3(38) investment management service and employee Worksite Financial Solutions into Paychex's retirement offering, complete with recordkeeping, administration, and one-on-one dedicated service. LPL Financial will serve as the ERISA defined 3(38) investment manager for the plan's investments, helping reduce plan sponsors fiduciary responsibility and legal liability under ERISA. In addition, this integration enables plan participants who work with an LPL financial advisor to take advantage of the Worksite Financial Solutions platform, designed for custom-tailored financial advice and education. By offering this solution, advisors can better address the needs of plan participants face-to-face, online, or over the phone whatever means of communication the participant prefers. Worksite Financial Solutions also helps streamline the enrollment process and promotes overall financial education and wellness. This joint effort between Paychex Retirement Services and LPL Financial will help advisors and plan sponsors better navigate fiduciary obligations, while addressing the needs of plan participants throughout their financial lives and offer customized support for the life of the plan.
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