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February 10, 2016 1:02 AM ET

Capital Markets

Company Overview of LPL Financial LLC

Company Overview

LPL Financial LLC, an independent broker-dealer, provides an integrated platform of proprietary technology, brokerage, and investment advisory services to independent financial advisors, and financial advisors at regional and community banks and credit unions in the United States. It provides business consulting, business development, marketing support, practice management programs and training services to assist entrepreneurial financial advisors helping them grow their businesses; and research, advisory program services and sales support, compliance, transition services, technology, marketing and training, and customer services to community and regional banks and credit unions. The company...

75 State Street

24th Floor

Boston, MA 02109

United States

Founded in 1989

Phone:

800-558-7567

Fax:

858-546-8324

Key Executives for LPL Financial LLC

Chairman and Chief Executive Officer
Age: 54
President
Age: 50
Co-Founder, Vice Chairman and Member of Nominating & Governance Committee
Age: 60
Co-Founder and Chairman Emeritus
Chief Financial Officer
Age: 40
Compensation as of Fiscal Year 2015.

LPL Financial LLC Key Developments

LPL Financial LLC Names Tracy Calder as Managing Director and Deputy Chief Risk Officer

LPL Financial LLC announced that it has named Tracy Calder as managing director and deputy chief risk officer. Calder will be based in Charlotte and report to Michelle Oroschakoff, managing director and chief risk officer, effective Jan. 25. Calder will be responsible for the firm’s compliance and operational, market and credit risk management functions. Calder joins LPL from J.P. Morgan Securities LLC, where she most recently served as managing director, chief compliance officer. At J.P. Morgan she led a compliance program that spanned the firm’s institutional and private client broker/dealer and RIA businesses.

LPL Financial LLC Presents at Goldman Sachs U.S. Financial Services Conference, Dec-08-2015 01:10 PM

LPL Financial LLC Presents at Goldman Sachs U.S. Financial Services Conference, Dec-08-2015 01:10 PM. Venue: The Conrad Hotel, New York, New York, United States. Speakers: Mark S. Casady, Chairman and Chief Executive Officer, Matthew J. Audette, Chief Financial Officer.

Bleakley Financial Group Chooses LPL Financial LLC as Broker-Dealer and Custodian for Advisory Assets

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. announced that it is providing custodial and broker-dealer services to Bleakley Financial Group.

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