April 24, 2017 4:41 PM ET

Capital Markets

Company Overview of Signator Investors, Inc.

Company Overview

Signator Investors, Inc. is an investment advisory and security brokerage firm based in Boston, Massachusetts. The firm operates as a subsidiary of John Hancock Financial Network, Inc.

197 Clarendon Street


Boston, MA 02116

United States



Key Executives for Signator Investors, Inc.

President and Head
Managing Director
Deputy Chief Compliance Officer
Chief Compliance Officer
Compensation as of Fiscal Year 2016.

Signator Investors, Inc. Key Developments

Signator Investors, Inc. Names Joseph Terry as Chief Compliance Officer

Signator Investors, Inc. has named Joseph Terry as Chief Compliance officer, with responsibilities for overall compliance. Mr. Terry, who works from Signator's St. Petersburg, FL, office, is taking the reins from long-time compliance chief Thomas Horack, who will be retiring later in the year. Prior to joining Signator last November, Mr. Terry had been the chief supervision officer for Advisor Group overseeing the supervision activities of both the retail and investment advisory businesses for all four of the Advisor Group broker-dealers and leading an organization of approximately 100 employees responsible for supervision.

Signator Investors, Inc. Appoints Joseph Terry as Deputy Chief Compliance Officer

Signator Investors, Inc. appointed Joseph Terry deputy chief compliance officer, with responsibilities for overall compliance and supervision and assisting with implementing the DOL fiduciary rule across the broker-dealer. Terry will report to Thomas Horack, Signator's chief compliance officer, and work from Signator's St. Petersburg, FL office. Prior to joining Signator, Terry had been the chief supervision officer for AIG's Advisor Group. Before joining AIG Advisor Group, Terry had held positions at Horace Mann Investors, Inc., as president, CEO and chief compliance officer.

Signator Investors, Inc. Announces Executive Changes

Signator Investors, Inc. announced that Christopher Maryanopolis, with Signator nearly 10 years, will succeed Brian Heapps as head of Signator Investors, Inc., effective January 1, 2017. Heapps, who is retiring, will remain as chairman of Signator's board, assisting with input on future strategy and direction. With more than 28 years in the financial services industry, Maryanopolis brings substantial experience and institutional knowledge to ensure the organization continues to thrive and grow. Originally brought in to oversee the operations, service and trading areas of Signator Investors, Chris quickly moved on to become head of the broker-dealer and corporate registered investment adviser.

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Recent Private Companies Transactions

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