May 26, 2017 3:37 PM ET

Capital Markets

Company Overview of Klingenstein Fields Wealth Advisors

Company Overview

Klingenstein, Fields & Co., LLC is a privately owned investment manager. The firm primarily provides its services to individuals, typically high net worth individuals. It also manages accounts for pension and profit sharing plans, pooled investment vehicles, charitable organizations, and corporations. The firm manages separate client-focused equity portfolios. It also launches and manages equity mutual funds for its clients. The firm invests in public equity markets of the United States. It invests in value stocks of large cap companies. The firm utilizes top-down approach to select the sectors and fundamental analysis with a bottom-up stock picking approach to make its investments. Klingens...

125 Park Avenue

Suite 1700

New York, NY 10017-5529

United States

Founded in 1989

Phone:

212-492-7000

Fax:

212-492-7007

Key Executives for Klingenstein Fields Wealth Advisors

Chief Executive Officer and Co-Chairman
Co-Chairman and Co-Founder
Chief Financial Officer and Senior Vice President
Chief Operating Officer and Senior Vice President
Compensation as of Fiscal Year 2016.

Klingenstein Fields Wealth Advisors Key Developments

Klingenstein Fields Wealth Advisors Promotes Maria Chambers to Chief Compliance Officer

Klingenstein Fields Wealth Advisors reported that Maria Chambers, Vice President, has been promoted to Chief Compliance Officer at the firm. According to a company release, Chambers' responsibilities include administering KFWA's compliance program, overseeing day to day compliance needs, maintaining and developing compliance policies, procedures and processes. Chambers joined KFWA in 2014 as Deputy Chief Compliance Officer with broad-based experience in investment management compliance.

Klingenstein Fields Wealth Advisors Promotes Maria Chambers to Chief Compliance Officer

Klingenstein Fields Wealth Advisors announced that Maria Chambers, Vice President, has been promoted to Chief Compliance Officer at the firm. Ms. Chambers's responsibilities include administering KFWA's compliance program, overseeing day to day compliance needs, maintaining and developing compliance policies, procedures and processes. Ms. Chambers joined KFWA in 2014 as Deputy Chief Compliance Officer with broad-based experience in investment management compliance. Before joining KFWA, she was a Vice President and Senior Compliance Officer at Guggenheim Partners Investment Management, where she and her team were responsible for investment guidelines and trade compliance, compliance risk assessment, overseeing annual review and testing, as well as mutual fund reporting and functioning as a general resource to investment management personnel. Prior to that, Ms. Chambers was a Compliance Officer at Morgan Stanley Investment Management, overseeing the compliance program for the firm's ultra-high net worth custom separately managed account and wrap account platforms, representing compliance in the strategic acquisitions of advisers and managing a team responsible for the North American compliance risk assessment and testing program and sub-adviser oversight.

Lacey Johnson Joins Klingenstein Fields Wealth Advisors as Director and Wealth Advisor

Klingenstein Fields Wealth Advisors (KFWA) announced that Lacey Johnson has joined the firm as a Director and Wealth Advisor. In this role, Ms. Johnson will be responsible for advising high-net-worth clients on a range of wealth management issues, as well as helping to grow the firm's client base. Ms. Johnson joins the firm from Fidelity Investments where she was Vice President, Financial Consultant responsible for the development and retention of over $1.5 billion in client assets.

Similar Private Companies By Industry

Company Name Region
@Visory LLC United States
1 Road Partners LLC United States
11T Partners, LLC United States
123Jump.com, Inc. United States
1509225 Ontario, Inc. United States

Recent Private Companies Transactions

Type
Date
Target
No transactions available in the past 12 months.
 

The information and data displayed in this profile are created and managed by S&P Global Market Intelligence, a division of S&P Global. Bloomberg.com does not create or control the content. For inquiries, please contact S&P Global Market Intelligence directly by clicking here.

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Lawyers Committee for Civil Rights Under Law United States
NYC2012, Inc. United States
Bertelsmann AG Europe
Rush University United States
The Advertising Council, Inc. United States

Sponsored Financial Commentaries

Sponsored Links

Request Profile Update

Only a company representative may request an update for the company profile. Documentation will be required.

To contact Klingenstein Fields Wealth Advisors, please visit www.klingenstein.com. Company data is provided by S&P Global Market Intelligence. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at bwwebmaster@businessweek.com.