July 29, 2016 9:11 PM ET

Capital Markets

Company Overview of Roth Capital Partners, LLC

Company Overview

Roth Capital Partners, LLC is an investment banking firm that focuses on the small-cap public market. The firm offers investment banking, capital markets, private capital and open round, institutional sales and trading, research, corporate and marketing services. Within investment banking it offers initial public offerings; reverse mergers; OTCQX advisory primarily focused on foreign and domestic small-cap companies; debt capital and equity capital markets; PIPE's; follow-on and registered direct offerings; convertible debt; strategic advisory; capital raising; research coverage; trading and market making; merger and acquisition advisory services including acquisitions, divestitures, mergers...

888 San Clemente Drive

Newport Beach, CA 92660

United States

Founded in 1984

Phone:

949-720-5700

Fax:

949-720-7215

Key Executives for Roth Capital Partners, LLC

Chief Executive Officer and Chairman
Age: 53
President and Head of Institutional Sales
Age: 65
Chief Operating Officer and Chief Financial Officer
Age: 62
Head of Healthcare Investment Banking and Vice Chairman
Age: 54
Managing Director, Pacific Northwest Region
Compensation as of Fiscal Year 2016.

Roth Capital Partners, LLC Key Developments

Roth Capital Partners, LLC Presents at 4th Annual Sunshine Backed Bonds Conference, Apr-21-2016 09:00 AM

Roth Capital Partners, LLC Presents at 4th Annual Sunshine Backed Bonds Conference, Apr-21-2016 09:00 AM. Venue: Marriott New York Downtown, 85 West Street, New York, NY, 10006, United States. Speakers: Philip Shen, Senior Research Analyst ­ Cleantech.

Ironclad Performance Wear Corporation Retains Roth Capital Partners to Explore Growth Opportunities

Ironclad Performance Wear Corporation announced that it has retained Roth Capital Partners to assist its Board of Directors and management to identify and evaluate opportunities for strategic growth, specifically identifying companies in the safety and performance apparel and personal protection products markets that may be attractive acquisition candidates.

Adaptive Medias, Inc. Engages ROTH Capital Partners to Provide Strategic Advisory Services

Adaptive Medias Inc. announced that it has engaged ROTH Capital Partners, LLC to provide strategic advisory services, in particular related to an unsolicited offer recently received by the company, as well as undergoing an effort to identify other prospective buyers or strategic partners for Adaptive Medias Inc. ROTH will also focus on assisting Adaptive Medias in creating and executing new strategies for maximizing shareholder value through its full scope of investment banking services.

Similar Private Companies By Industry

Company Name Region
@Visory LLC United States
1 Road Partners LLC United States
11T Partners, LLC United States
13D Research (USVI) LLC. United States
1509225 Ontario, Inc. United States

Recent Private Companies Transactions

Type
Date
Target
Bankruptcy
July 1, 2016
SynCardia Systems, Inc.
 

The information and data displayed in this profile are created and managed by Capital IQ, a Standard & Poor's company. Bloomberg.com does not create or control the content. For inquiries, please contact Capital IQ directly by clicking here.

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Lawyers Committee for Civil Rights Under Law United States
NYC2012, Inc. United States
Bertelsmann AG Europe
Rush University United States
Citizens Budget Commission United States

Sponsored Financial Commentaries

Sponsored Links

Request Profile Update

Only a company representative may request an update for the company profile. Documentation will be required.

To contact Roth Capital Partners, LLC, please visit www.roth.com. Company data is provided by Capital IQ. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at bwwebmaster@businessweek.com.