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October 09, 2015 1:43 PM ET

Capital Markets

Company Overview of Roth Capital Partners, LLC

Company Overview

Roth Capital Partners, LLC (ROTH) is an investment banking firm that focuses on the small-cap public market. The firm offers IPO underwriting services to small-cap companies; capital raising services for public companies; and placement services of PIPE transactions. Additionally, it provides investment banking services including capital raising, research coverage, trading and market making, merger and acquisition advisory, and investor conferences. ROTH has raised over $10.6 billion for small-cap public companies and over $3 billion through PIPE transactions. The firm has completed transactions totaling more than $2 billion for US-listed Chinese companies. It offers financing services to sma...

888 San Clemente Drive

Newport Beach, CA 92660

United States

Founded in 1984





Key Executives for Roth Capital Partners, LLC

Chairman and Chief Executive Officer
Age: 52
Chief Operating Officer and Chief Financial Officer
Age: 61
Managing Director
Managing Director
Managing Director and Head of Equity Capital Markets
Compensation as of Fiscal Year 2015.

Roth Capital Partners, LLC Key Developments

Roth Capital Partners, LLC Presents at Alliance for Regenerative Medicine Stem Cell Meeting on the Mesa, Oct-08-2015 03:15 PM

Roth Capital Partners, LLC Presents at Alliance for Regenerative Medicine Stem Cell Meeting on the Mesa, Oct-08-2015 03:15 PM. Venue: Estancia La Jolla Hotel & Spa, 9700 North Torrey Pines Road, La Jolla, CA 92037, United States. Speakers: Joseph Pantginis, Head of Biotechnology Research & Senior Research Analyst.

Great Basin Scientific, Inc. Hires Roth Capital Partners as a Financial Advisor

On September 16, 2015, Great Basin Scientific Inc. hired Roth Capital Partners as a financial advisor to assist in a restructuring of the company's Series C Warrants.

ROTH Capital Partners Appoints Adam Stormoen as Director in its Healthcare Investment Banking Group

ROTH Capital Partners announced that Adam Stormoen has joined the firm as a Director in its Healthcare Investment Banking group, focusing on healthcare services and medical devices. Mr. Stormoen has over 14 years of Investment Banking experience. Prior to joining ROTH, Mr. Stormoen spent five years at Dougherty & Company, where he helped to build the corporate finance practice by focusing on small-cap and mid-cap healthcare and consumer companies. Throughout his career, Mr. Stormoen has executed a significant number of financings and advisory assignments across all healthcare sectors.

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