September 27, 2016 6:53 AM ET

Capital Markets

Company Overview of Roth Capital Partners, LLC

Company Overview

Roth Capital Partners, LLC is an investment banking firm that focuses on the small-cap public market. The firm offers investment banking, capital markets, private capital and open round, institutional sales and trading, research, corporate and marketing services. Within investment banking it offers initial public offerings; reverse mergers; OTCQX advisory primarily focused on foreign and domestic small-cap companies; debt capital and equity capital markets; PIPE's; follow-on and registered direct offerings; convertible debt; strategic advisory; capital raising; research coverage; trading and market making; merger and acquisition advisory services including acquisitions, divestitures, mergers...

888 San Clemente Drive

Newport Beach, CA 92660

United States

Founded in 1984





Key Executives for Roth Capital Partners, LLC

Chairman and Chief Executive Officer
Age: 53
President and Head of Institutional Sales
Age: 65
Chief Operating Officer and Chief Financial Officer
Age: 62
Head of Healthcare Investment Banking and Vice Chairman
Age: 54
Managing Director, Pacific Northwest Region
Compensation as of Fiscal Year 2016.

Roth Capital Partners, LLC Key Developments

Roth Capital Partners, LLC Presents at 4th Annual Sunshine Backed Bonds Conference, Apr-21-2016 09:00 AM

Roth Capital Partners, LLC Presents at 4th Annual Sunshine Backed Bonds Conference, Apr-21-2016 09:00 AM. Venue: Marriott New York Downtown, 85 West Street, New York, NY, 10006, United States. Speakers: Philip Shen, Senior Research Analyst ­ Cleantech.

Ironclad Performance Wear Corporation Retains Roth Capital Partners to Explore Growth Opportunities

Ironclad Performance Wear Corporation announced that it has retained Roth Capital Partners to assist its Board of Directors and management to identify and evaluate opportunities for strategic growth, specifically identifying companies in the safety and performance apparel and personal protection products markets that may be attractive acquisition candidates.

Adaptive Medias, Inc. Engages ROTH Capital Partners to Provide Strategic Advisory Services

Adaptive Medias Inc. announced that it has engaged ROTH Capital Partners, LLC to provide strategic advisory services, in particular related to an unsolicited offer recently received by the company, as well as undergoing an effort to identify other prospective buyers or strategic partners for Adaptive Medias Inc. ROTH will also focus on assisting Adaptive Medias in creating and executing new strategies for maximizing shareholder value through its full scope of investment banking services.

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Recent Private Companies Transactions

No transactions available in the past 12 months.

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