May 29, 2017 4:36 PM ET

Capital Markets

Company Overview of Roth Capital Partners, LLC

Company Overview

Roth Capital Partners, LLC is an investment banking firm that focuses on the small-cap public market. The firm offers investment banking, capital markets, private capital and open round, institutional sales and trading, research, corporate and marketing services. Within investment banking it offers initial public offerings; reverse mergers; OTCQX advisory primarily focused on foreign and domestic small-cap companies; debt capital and equity capital markets; PIPE's; follow-on and registered direct offerings; convertible debt; strategic advisory; capital raising; research coverage; trading and market making; merger and acquisition advisory services including acquisitions, divestitures, mergers...

888 San Clemente Drive

Newport Beach, CA 92660

United States

Founded in 1984





Key Executives for Roth Capital Partners, LLC

Chairman and Chief Executive Officer
Age: 53
President and Head of Institutional Sales
Age: 65
Chief Operating Officer and Chief Financial Officer
Age: 62
Head of Healthcare Investment Banking and Vice Chairman
Age: 54
Managing Director, Pacific Northwest Region
Compensation as of Fiscal Year 2016.

Roth Capital Partners, LLC Key Developments

ROTH Capital Partners Announces the Addition of Eric B. Cheng as Managing Director, Head of Healthcare Investment Banking

ROTH Capital Partners announced that Eric B. Cheng has joined the firm as Managing Director, Head of Healthcare Investment Banking. Mr. Cheng joins ROTH from Maxim Group where he was Senior Managing Director, Head of Healthcare Investment Banking. Prior to joining Maxim, Mr. Cheng was Director of Life Sciences Investment Banking at BMO Capital Markets and also co-founder and Senior Vice President of the healthcare investment banking group of WR Hambrecht & Co. He has also been an investment banker with Deutsche Bank Securities and Lehman Brothers. Mr. Cheng began his career as a public accountant at Deloitte & Touche.

Roth Capital Partners, LLC Presents at 19th Annual BIO CEO & Investor Conference, Feb-14-2017 04:30 PM

Roth Capital Partners, LLC Presents at 19th Annual BIO CEO & Investor Conference, Feb-14-2017 04:30 PM. Venue: The Waldorf Astoria New York, 301 Park Avenue, New York, NY 10022, United States. Speakers: Michael A. Margolis, Head of Healthcare Investment Banking.

ROTH Capital Partners Appoints Michael Margolis as Head of Healthcare Investment Banking

ROTH Capital Partners reported that Michael Margolis, R.Ph., has been appointed as its Head of Healthcare Investment Banking. Margolis has been a Managing Director at the firm since 2010.

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Recent Private Companies Transactions

No transactions available in the past 12 months.

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