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August 01, 2015 8:56 PM ET

Capital Markets

Company Overview of Roth Capital Partners, LLC

Company Overview

Roth Capital Partners, LLC (ROTH) is an investment banking firm that focuses on the small-cap public market. The firm offers IPO underwriting services to small-cap companies; capital raising services for public companies; and placement services of PIPE transactions. Additionally, it provides investment banking services including capital raising, research coverage, trading and market making, merger and acquisition advisory, and investor conferences. ROTH has raised over $10.6 billion for small-cap public companies and over $3 billion through PIPE transactions. The firm has completed transactions totaling more than $2 billion for US-listed Chinese companies. It offers financing services to sma...

888 San Clemente Drive

Newport Beach, CA 92660

United States

Founded in 1984

Phone:

949-720-5700

Fax:

949-720-7215

Key Executives for Roth Capital Partners, LLC

Chairman and Chief Executive Officer
Age: 52
Chief Operating Officer and Chief Financial Officer
Age: 61
Managing Director
Managing Director
Managing Director and Head of Equity Capital Markets
Compensation as of Fiscal Year 2015.

Roth Capital Partners, LLC Key Developments

ROTH Capital Partners Appoints Adam Stormoen as Director in its Healthcare Investment Banking Group

ROTH Capital Partners announced that Adam Stormoen has joined the firm as a Director in its Healthcare Investment Banking group, focusing on healthcare services and medical devices. Mr. Stormoen has over 14 years of Investment Banking experience. Prior to joining ROTH, Mr. Stormoen spent five years at Dougherty & Company, where he helped to build the corporate finance practice by focusing on small-cap and mid-cap healthcare and consumer companies. Throughout his career, Mr. Stormoen has executed a significant number of financings and advisory assignments across all healthcare sectors.

Roth Capital Partners, LLC Presents at Marcum Microcap Conference 2015, May-27-2015 01:30 PM

Roth Capital Partners, LLC Presents at Marcum Microcap Conference 2015, May-27-2015 01:30 PM. Venue: Grand Hyatt New York, Park Avenue at Grand Central, New York, NY 10017, United States. Speakers: Dave Donohoe.

Roth Capital Partners, LLC Appoints David T. Farina, CFA as Managing Director, Investment Banking

Roth Capital Partners, LLC announced that David T. Farina, CFA has joined the firm as a Managing Director in Investment Banking with a focus on Industrials, Business Services and Technology. Prior to ROTH, Mr. Farina was a Managing Director at Barrington Research and also a Principal at William Blair & Company, L.L.C where he worked in various capacities for 17 years. Responsibilities included Co-Head of the technology investment banking practice and also served as Head of Confidential Offerings practice for small-cap public companies.

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