February 25, 2017 12:05 PM ET

Capital Markets

Company Overview of Sterne Agee, LLC

Company Overview

Sterne Agee, LLC operates as a securities broker/dealer. It engages in various classes of businesses, including principal transactions, agency transactions, and investment banking and advisory services. Sterne Agee, LLC was formerly known as Sterne Agee Group, Inc. and changed its name to Sterne Agee, LLC in June 2015. The company was founded in 1901 and is based in Birmingham, Alabama. As of June 5, 2015, Sterne Agee, LLC operates as a subsidiary of Stifel Financial Corp.

800 Shades Creek Parkway

Suite 700

Birmingham, AL 35209

United States

Founded in 1901





Key Executives for Sterne Agee, LLC

Co-Head - New York and Chairman of the Board of Directors
Age: 45
Chief Operating Officer, Chief Financial Officer and Corporate Secretary
Head of Private Banking
Senior Vice President of Public Finance
Managing Director and Head Underwriter - New York
Compensation as of Fiscal Year 2016.

Sterne Agee, LLC Key Developments

Brian Barze, the Former CFO, Sues Sterne Agee Group Inc

The former chief financial officer of Sterne Agee Group Inc. has filed another lawsuit against his former employer. Brian Barze, who worked at the company from 2009 until 2012, is accusing Sterne Agee of libel and defamation in connection with a 2013 press release the company issued about his termination. Sterne Agee, which announced its acquisition by Stifel Financial in a $150 million deal, said in the press release that Barze was terminated for a 'breach of fiduciary duty,' among other claims. In the lawsuit, Barze claims Sterne Agee's statements about the reasons for his dismissal were false, malicious and intended to 'cover up the company's own wrongdoing and conceal it from the shareholders.' Barze has claimed he was terminated after raising questions about former CEO James Holbrook Jr.'s use of company funds. Barze said the situation has caused damage, including mental anguish. He is seeking compensatory and punitive damages, as well as interest and costs. Barze also claimed he has demanded a retraction, but the company has refused. He previously sued the company for defamation, fraud and breach of contract following his dismissal. That suit is still ongoing.

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Recent Private Companies Transactions

June 27, 2016
Sterne Agee LLC, Securities Clearing Business And Independent Wealth Management Business

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