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November 30, 2015 9:44 PM ET

Commercial Services and Supplies

Company Overview of Securities Industry and Financial Markets Association

Company Overview

Securities Industry and Financial Markets Association is a not-for-profit trade association of investment banking, securities brokerage and dealer, and mutual funds firms. The association offers securities regulation implementation, information collection and processing, investor account management, and investment advisory services. Additionally, it markets taxable securities and provides industry updates. Securities Industry and Financial Markets Association was formerly as Securities Industry Associatio and changed its name to Securities Industry and Financial Markets Association in November 2006. The association was established in 1972 and is headquartered in New York, New York.

120 Broadway

35th Floor

New York, NY 10271

United States

Founded in 1972





Key Executives for Securities Industry and Financial Markets Association

President and Director
Vice Chairman
Managing Director and Associate General Counsel
Age: 48
Compensation as of Fiscal Year 2015.

Securities Industry and Financial Markets Association Key Developments

Securities Industry and Financial Markets Association Announces Newly Elected Officers

The Board of Directors of Securities Industry and Financial Markets Association (SIFMA) announced that it has elected several directors to leadership positions on the Board for 2016. The new principal officers include: Chair: John F. W. Rogers, Executive Vice President, Chief of Staff and Secretary to the Board, Goldman, Sachs and Co. Chair-Elect: Timothy C. Scheve, President and Chief Executive Officer, Janney Montgomery Scott LLC. Vice Chair: Lisa Kidd Hunt, Executive Vice President, International Services and Special Business Development, The Charles Schwab Corporation. Treasurer: Gerard McGraw, President, Fidelity Institutional.

Sia and Colt Wins a Contract to Connect Keler to T2S

Sia in partnership with Colt, has been awarded the contract to connect Hungarian central securities depository Keler to Target2-Securities (T2S), the new single European platform for the settlement of transactions in domestic and cross-border securities. Keler will migrate to Target2-Securities in the third phase planned for September 2016, and will be among the first central securities depositories (CSDs) in Central and Eastern Europe to access the platform directly. Sia and Colt have recently completed the successful implementation of their connectivity platform.

Securities Industry and Financial Markets Association Elects Roger Ochs to its Board of Directors

HD Vest Investment Services announced the election of the firm's Chief Executive Officer, Roger Ochs, to the Board of Directors of the Securities Industry and Financial Markets Association (SIFMA). Mr. Ochs was elected to a two-year term, to commence in 2015.

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