Company Overview of Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC is a boutique investment banking firm that offers financial advisory and security brokerage services. The firm was founded in 1969 and is based in New York, New York. Morgan Stanley & Co. LLC operates as a subsidiary of Morgan Stanley Domestic Holdings, Inc.
New York, NY 10036-8293
Founded in 1969
Key Executives for Morgan Stanley & Co. LLC
Head of Clean Energy & Renewables effort and Managing Director of Investment Banking Division
Managing Director of Distressed Research department and Director
Vice President and Financial Adviser of Gig Harbor Office
Compensation as of Fiscal Year 2014.
Morgan Stanley & Co. LLC Key Developments
FINRA Fines Morgan Stanley $2 Million for Short Interest Reporting and Short Sale Rule Violations
May 13 15
The Financial Industry Regulatory Authority announced that it has fined Morgan Stanley & Co. LLC $2 million for short interest reporting and short sale rule violations that spanned a period of more than six years, and for failing to implement a supervisory system reasonably designed to detect and prevent such violations. In concluding this settlement, Morgan Stanley neither admitted nor denied the charges, but consented to the entry of FINRA's findings.
American Electric Power Selects Morgan Stanley & Co. LLC to Explore Strategic Alternatives for AEP River Operations LLC
Mar 25 15
American Electric Power, or AEP, has selected Morgan Stanley & Co. LLC to explore strategic alternatives for its transportation subsidiary, AEP River Operations LLC.
eASIC Mulls IPO
Feb 19 15
eASIC Corporation announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (SEC) relating to a proposed initial public offering (IPO) of its common stock. The number of shares to be offered and the price range for the proposed offering have not been determined. eASIC intends to apply to list its common stock on the Nasdaq Global Select Market under the ticker symbol “EASI”. Morgan Stanley & Co. LLC and Deutsche Bank Securities Inc. will act as joint book-running managers for the offering. Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, William Blair & Company, L.L.C., Roth Capital Partners, LLC and Northland Securities, Inc. will act as co-managers.
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