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July 06, 2015 1:31 AM ET

Capital Markets

Company Overview of Morgan Stanley & Co. LLC

Company Overview

Morgan Stanley & Co. LLC is a boutique investment banking firm that offers financial advisory and security brokerage services. The firm was founded in 1969 and is based in New York, New York. Morgan Stanley & Co. LLC operates as a subsidiary of Morgan Stanley Domestic Holdings, Inc.

1585 Broadway

New York, NY 10036-8293

United States

Founded in 1969

Phone:

212-761-4000

Key Executives for Morgan Stanley & Co. LLC

Chief Financial Officer
Head of Clean Energy & Renewables effort and Managing Director of Investment Banking Division
Managing Director of Distressed Research department and Director
Age: 45
Managing Director
Vice President and Financial Adviser of Gig Harbor Office
Compensation as of Fiscal Year 2015.

Morgan Stanley & Co. LLC Key Developments

Noranda Aluminum Holding Corporation Engages Morgan Stanley as Financial Advisor

Noranda Aluminum Holding Corporation announced that it has engaged Morgan Stanley & Co. LLC (Morgan Stanley) to serve as financial advisor for the company as it evaluates a variety of strategic alternatives.

Noranda Aluminum Holding Evaluates Strategic Alternatives

Noranda Aluminum Holding Corp. (NYSE:NOR) is exploring strategic alternatives. Noranda Aluminum engaged Morgan Stanley & Co. LLC to serve as financial advisor to evaluates strategic alternatives. Layle K. "Kip" Smith, President and Chief Executive Officer of Noranda Aluminum said, "We are pleased to announce the engagement of Morgan Stanley as an advisor as we proactively identify and evaluate prudent actions to continue to create stockholder value across the aluminum price cycle." The Company does not intend to disclose further developments with respect to its exploration of strategic alternatives, other than as required by applicable law.

FINRA Fines Morgan Stanley $2 Million for Short Interest Reporting and Short Sale Rule Violations

The Financial Industry Regulatory Authority announced that it has fined Morgan Stanley & Co. LLC $2 million for short interest reporting and short sale rule violations that spanned a period of more than six years, and for failing to implement a supervisory system reasonably designed to detect and prevent such violations. In concluding this settlement, Morgan Stanley neither admitted nor denied the charges, but consented to the entry of FINRA's findings.

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