Bloomberg Anywhere Remote Login Bloomberg Terminal Demo Request


Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.


Financial Products

Enterprise Products


Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000


Industry Products

Media Services

Follow Us

November 24, 2015 8:40 PM ET

Capital Markets

Company Overview of Charles Schwab & Co., Inc.

Company Overview

Charles Schwab & Co., Inc. is an investment banking and securities brokerage firm. The firm's services include investment advisory and trading, equity research, and online financial services. It also provides advisory services on estate planning, life insurance, and annuities. Charles Schwab & Co., Inc. was founded in 1971 and is based in San Francisco, California. Charles Schwab & Co., Inc. operates as a subsidiary of Schwab Holdings, Inc.

211 Main Street

San Francisco, CA 94105

United States

Founded in 1971





Key Executives for Charles Schwab & Co., Inc.

Compensation as of Fiscal Year 2015.

Charles Schwab & Co., Inc. Key Developments

FINRA Slaps Charles Schwab & Co. with $2 Million Fine over Net Capital Deficiencies, Supervisory Failures

FINRA announced that it censured and fined Charles Schwab & Co. Inc. $2 million for net capital deficiencies and related supervisory failures. FINRA announced that net capital deficiencies occurred on three separate dates in 2014, and ranged from $287 million to $775 million. The regulator found that on three occasions between May 15, 2014, and July 1, 2014, the company was net capital deficient up to $775 million. The deficiencies arose because on each of those dates, the company had inflows of cash that exceeded the amounts it could invest with existing facilities. Instead, Charles Schwab & Co. transferred $1 billion to its parent company for overnight investment. The company's treasury group approved the transfer as an unsecured loan under a revolving loan agreement without consulting its regulatory reporting group as to how the transfers would impact the company's net capital position.

American Express Announces New Co-Brand Relationship with Charles Schwab

American Express American Express announced a new exclusive multi-year agreement with Charles Schwab & Co. Inc. to create two new premium co-branded cards. With the agreement recently finalized, the cards are expected to be available in early 2016.

SCHWAB CENTER FOR FINANCIAL RESEARCH Presents at The 6th Annual FundForum USA, Oct-29-2014 12:30 PM

SCHWAB CENTER FOR FINANCIAL RESEARCH Presents at The 6th Annual FundForum USA, Oct-29-2014 12:30 PM. Venue: Mandarin Oriental Boston, Boston, United States. Speakers: Anthony B. Davidow, Vice President – Alternative Beta & Asset Allocation Strategist.

Similar Private Companies By Industry

Company Name Region
CAMBIUM USA, Inc. United States
Black Mountain Ventures United States
Konjari, LLC United States
Resource Innovation Capital United States
Equity Ventures Group Inc. United States

Recent Private Companies Transactions

No transactions available in the past 12 months.

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Lawyers Committee for Civil Rights Under Law United States
Bertelsmann AG Europe
NYC2012, Inc. United States
Rush University United States
Citizens Budget Commission United States

Sponsored Financial Commentaries

Sponsored Links

Request Profile Update

Only a company representative may request an update for the company profile. Documentation will be required.

To contact Charles Schwab & Co., Inc., please visit Company data is provided by Capital IQ. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at