Company Overview of Macquarie Capital (USA) Inc.
Macquarie Capital (USA) Inc. operates as a subsidiary of Macquarie Group, Ltd.
125 West 55th Street
New York, NY 10019
Founded in 2008
Key Executives for Macquarie Capital (USA) Inc.
Chief Executive Officer and President
Compensation as of Fiscal Year 2014.
Macquarie Capital (USA) Inc. Key Developments
Macquarie Capital (USA) Inc. Presents at The 3rd Annual Sunshine Backed Bonds Conference, Apr-30-2015 01:45 PM
Apr 27 15
Macquarie Capital (USA) Inc. Presents at The 3rd Annual Sunshine Backed Bonds Conference, Apr-30-2015 01:45 PM. Venue: Marriott New York Downtown, 85 West Street, New York, NY 10006, United States. Speakers: Brian Foley, Managing Director.
Securities and Exchange Commission Charges Macquarie Capital (USA) Inc. with Faulty Underwriting of Public Offering by China-Based Company
Mar 27 15
The Securities and Exchange Commission announced charges against a New York-based brokerage firm responsible for underwriting a public offering despite obtaining a due diligence report indicating that the China-based company's offering materials contained false information. Macquarie Capital (USA) Inc. has agreed to settle the SEC's charges by paying $15 million and separately covering the costs of setting up a Fair Fund to compensate investors who suffered losses after purchasing shares in the public offering by Puda Coal. The SEC previously charged the Puda Coal executives behind the offering fraud at the company, which is no longer in business. The SEC also charged former Macquarie Capital managing director Aaron Black and former investment banker William Fang for failing to exercise appropriate care in their due diligence review. Black agreed to pay $212,711 and Fang agreed to pay $35,000 to settle the charges. According to the SEC's complaint filed in federal court in Manhattan, Macquarie Capital was the lead underwriter on a secondary public stock offering in 2010 by Puda Coal, which traded on the New York Stock Exchange at the time and purported to own a coal company in the Peoples Republic of China (PRC). In the offering documents, Puda Coal falsely told investors that it held a 90% ownership stake in the Chinese coal company.
Macquarie Capital Announces Appointment of Peter Davis as Managing Director for its U.S. Financial Institutions Group
Aug 13 14
Macquarie Capital announced the appointment of Peter Davis as a Managing Director in its U.S. Financial Institutions Group, responsible for leading the firm's coverage of the Financial Technology sector. He joins Macquarie Capital after seven years at Lehman Brothers and Barclays Capital, where he served as Managing Director. Prior to Lehman and Barclays, Mr. Davis had worked at Banc of America Securities in its Financial Institutions Group.
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