May 28, 2017 5:52 PM ET

Capital Markets

Company Overview of First Empire Securities Inc.

Company Overview

First Empire Securities Inc. operates as a broker dealer that provides fixed-income solutions and financial advisory solutions. The company offers investment portfolio strategic planning, accounting, and analysis, as well as transaction/SWAP analysis solutions. It offers brokerage services for investment instruments, such as treasuries and agencies, mortgage backed securities, collateralized mortgage obligations, corporate and municipal bonds, and negotiable certificates of deposits. The company serves credit unions, foundations, labor unions, money managers, municipalities, pension funds, religious and charitable institutions, trusts, and universities, as well as banking and insurance indus...

100 Motor Parkway

2nd Floor

Hauppauge, NY 11788-5157

United States

Founded in 1984





Key Executives for First Empire Securities Inc.

Managing Director of Regulatory Services
Managing Director of Institutional Brokerage
Managing Director of York Office
Compensation as of Fiscal Year 2016.

First Empire Securities Inc. Key Developments

First Empire Securities Inc. Appoints George Smith as Managing Director of New York Office

First Empire Securities Inc. added George Smith as a managing director in its New York office. Smith will be responsible for developing the company's asset-backed securities business. He most recently managed the mortgage-backed securities business at Hilltop Securities Inc.

First Empire Expands CD and Structured Note Underwriting Capabilities; Announces New Members to its Underwriting Business

First Empire Securities announced the expansion of its CD and Structured Note underwriting business with the arrival of Ardi Baniahmad, Josh Brenner, Rick Cabanes and Meghan Greenwood, formerly of Hapoalim Securities USA/Bank Hapoalim. They will be based in the firm's newly opened Los Angeles and Jersey City, NJ offices. In growing the underwriting capabilities at First Empire Securities, the group will build out a syndicate and secondary trading platform, focusing on underwriting structured payoffs in certificate of deposit and corporate note form. They will also expand the company's digital product delivery platform. At Hapoalim, the team created the Structured Product Trading Group servicing domestic and international issuers and creating products for private banks, broker-dealers, investment advisors and other institutions. Previously, the team was involved in similar lines of business at Countrywide Financial/Bank of America.

First Empire Securities Eyes Acquisitions

First Empire Securities Inc. is seeking acquisitions. "In pursuing our national growth strategy, we are committed to exploring all prospective business opportunities, including strategic acquisitions, that could enhance our institutional platform," said Stephanie Rella, Chief Operating Officer at First Empire Securities.

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Recent Private Companies Transactions

No transactions available in the past 12 months.

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