Diversified Financial Services
Company Overview of U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission operates and oversees the securities markets of the United States. The company provides brokers, investment advisers, and ratings agencies inspection; financial integrity program; investment company and investment adviser filings review; and economic, financial, and legal analysis report services. Additionally, it issues, amends, and enforces federal securities laws. The company also offers regulation services focusing on securities, accounting, and auditing regulation of the private regulatory organization. Additionally, the company provides investor educational information services. U.S. Securities and Exchange Commission was founded in 1934 and is b...
100 F Street, NE
Washington, DC 20549
Founded in 1934
Key Executives for U.S. Securities and Exchange Commission
Chief Compliance & Ethics Officer, Chief Counsel and Associate Director
Head of New York Office and Director of New York Regional Office
Compensation as of Fiscal Year 2014.
U.S. Securities and Exchange Commission Key Developments
U.S. Securities and Exchange Commission Appoints Marc Wyatt to Head the Agency's Compliance Office
Apr 15 15
The U.S. Securities and Exchange Commission has appointed Marc Wyatt, a 46-year-old Ruxton resident, to head the agency's compliance office. Wyatt will serve as acting director of the SEC's Office of Compliance Inspections and Examinations. Wyatt, who had been the office's deputy director since October 2014, joined the SEC in 2012. He had worked as a principal and senior portfolio manager of a global hedge fund before joining the SEC. His experience and management skills will serve him well as he leads examination program.
Andrew Bowden to Leave the Securities and Exchange Commission as Exam Chief
Apr 1 15
The Securities and Exchange Commission said that its exam chief, Andrew Bowden, will leave the agency at the end of April and return to the private sector. Bowden, director of the agency's Office of Compliance Inspections and Examinations, joined the SEC in November 2011, serving as OCIE's national associate for the investment adviser/investment company examination program. He was named deputy director of OCIE in September 2012 and became OCIE's director in June 2013.
U.S. Securities and Exchange Commission Presents at ReitWise 2015, Apr-02-2015 11:00 AM
Mar 28 15
U.S. Securities and Exchange Commission Presents at ReitWise 2015, Apr-02-2015 11:00 AM. Venue: JW Marriott Desert Ridge Resort & Spa, Phoenix, Arizona, United States. Speakers: Sonia Barros, Assistant Director-Division of Corporation Finance.
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