Diversified Financial Services
Company Overview of U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission operates and oversees the securities markets of the United States. The company provides brokers, investment advisers, and ratings agencies inspection; financial integrity program; investment company and investment adviser filings review; and economic, financial, and legal analysis report services. Additionally, it issues, amends, and enforces federal securities laws. The company also offers regulation services focusing on securities, accounting, and auditing regulation of the private regulatory organization. Additionally, the company provides investor educational information services. U.S. Securities and Exchange Commission was founded in 1934 and is b...
100 F Street, NorthEast
Washington, DC 20549
Founded in 1934
Key Executives for U.S. Securities and Exchange Commission
Chief Compliance & Ethics Officer, Chief Counsel and Associate Director
Director of New York Regional Office
Compensation as of Fiscal Year 2015.
U.S. Securities and Exchange Commission Key Developments
The Securities and Exchange Commission Announces Executive Appointments
Nov 13 15
The Securities and Exchange Commission announced that it has named Sanket J. Bulsara as the Deputy General Counsel for Appellate Litigation and Adjudication. He succeeds Michael A. Conley who has been appointed as SEC Solicitor. Former Solicitor Jacob H. Stillman will remain as senior advisor to the Solicitor. Mr. Stillman has 53 years of service at the SEC and has been its Solicitor for the past 17 years, leading the Office of the General Counsels Appellate Group in representing the Commission in litigation in the federal courts of appeals and, in conjunction with the Solicitor General, in the U.S. Supreme Court. Before joining the SEC staff, Mr. Stillman clerked for Judge Harry E. Kalodner of the U.S. Court of Appeals for the Third Circuit and served as an officer in the Judge Advocate General's Corps of the U.S. Army. Mr. Bulsara assumes his new position later this month, where he will oversee the Office of the General Counsels Appellate Litigation and Adjudication Groups. He was a partner at the law firm of WilmerHale where he litigated securities, contract, bankruptcy, and regulatory matters in state and federal court and represented clients in commercial and securities arbitrations. Mr. Bulsara began his legal career as a clerk for Judge John G. Koeltl of the U.S. District Court for the Southern District of New York.
The Securities and Exchange Commission Announces Executive Changes
Nov 12 15
The Securities and Exchange Commission announced that it has named Marc Wyatt as Director of the agencys Office of Compliance Inspections and Examinations and leader of its National Exam Program. Mr. Wyatt previously was OCIEs Deputy Director and has been the offices Acting Director since April 2015, following the departure of former director Andrew Bowden. Mr. Wyatt joined the SEC in December 2012 as a senior specialized examiner focused on examinations of advisers to hedge funds and private equity funds. He was named Deputy Director in October 2014 and in that position he led OCIEs Technology Controls Program and served as a member of the offices Operating and Executive Committees. He also was the national co-coordinator of OCIEs Private Fund Specialized Working Group and participated in the creation of its Private Fund Examination Unit, whose attorneys, accountants, and examiners specialize in examinations of advisers to private funds. Before coming to the SEC, Mr. Wyatt was a principal and senior portfolio manager of a global multi-strategy hedge fund. Prior to that, he was a senior investment banker in the U.S. and U.K. Mr. Wyatt is a Chartered Financial Analyst.
The Securities and Exchange Commission Appoints Olivier Girod as Deputy Director of the Office of Support Operations
Nov 12 15
The Securities and Exchange Commission announced Olivier Girod has been named as Deputy Director of the Office of Support Operations (OSO). Mr. Girod will support building operations, records management, business management, security, and Freedom of Information Act services. Mr. Girod joined the SEC in March 2014 as the Chief of the OSOs building operations unit. Under his leadership, the SEC has pursued and implemented strategies to optimize the use of office space for its growing workforce. He has also been instrumental in managing construction and leasing projects, SEC facilities, printing, publishing, and mail operations. Oliviers leadership and expertise in support operations make him uniquely qualified for the deputy director position. He is the offices ambassador to other SEC Divisions and Offices and will focus on building operations projects at SEC headquarters. Prior to joining the SEC, Mr. Girod served 10 years in various senior level positions at the U.S. Government Publishing Office, including Managing Director for Plant Operations. Mr. Girod also previously served at The Washington Post Co., where he rose to Manager of Packaging and Distribution.
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