Diversified Financial Services
Company Overview of U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission operates and oversees the securities markets of the United States. The company provides brokers, investment advisers, and ratings agencies inspection; financial integrity program; investment company and investment adviser filings review; and economic, financial, and legal analysis report services. Additionally, it issues, amends, and enforces federal securities laws. The company also offers regulation services focusing on securities, accounting, and auditing regulation of the private regulatory organization. Additionally, the company provides investor educational information services. U.S. Securities and Exchange Commission was founded in 1934 and is b...
100 F Street, NorthEast
Washington, DC 20549
Founded in 1934
Key Executives for U.S. Securities and Exchange Commission
Chief Compliance & Ethics Officer, Chief Counsel and Associate Director
Director of New York Regional Office
Compensation as of Fiscal Year 2015.
U.S. Securities and Exchange Commission Key Developments
The Securities and Exchange Commission Names William Royer as New Head of the Examination Program in the Atlanta Regional Office
Sep 30 15
The Securities and Exchange Commission announced that William Royer has been named the new head of the examination program in the Atlanta Regional Office. In his role as Associate Director of the examination program in the Atlanta office, Mr. Royer will oversee a staff of approximately 40 examiners, accountants, and attorneys responsible for examining broker-dealers, investment advisers, investment companies, transfer agents, and other SEC registrants. Mr. Royer has served as the Acting Associate Director of the Atlanta office's exam program since June. Mr. Royer joined the SEC in August 2013 as an Assistant Director in the Office of Compliance Inspections and Examinations' Office of Chief Counsel.
U.S. Securities and Exchange Commission Presents at 21st Annual Hedge West Conference, Sep-29-2015 08:30 AM
Sep 24 15
U.S. Securities and Exchange Commission Presents at 21st Annual Hedge West Conference, Sep-29-2015 08:30 AM. Venue: Ritz Carlton, Sanfrancisco, California, United States. Speakers: Jina L. Choi, Director of San Francisco Regional Office.
Securities and Exchange Commission Names Lara Shalov Mehraban as Associate Regional Director for Enforcement of New York Regional Office
Sep 22 15
The Securities and Exchange Commission announced that Lara Shalov Mehraban has been named Associate Regional Director for Enforcement in the agencys New York Regional Office. Ms. Mehraban has been an Assistant Regional Director in the New York office since 2012. In her new role, she will help supervise a staff of approximately 185 attorneys, investigators, accountants, and paralegals in the New York offices enforcement program. Ms. Mehraban fills the position previously held by Amelia Cottrell, who left the agency in July. Before joining the SEC staff, Ms. Mehraban was a litigation associate at two New York law firms, Paul, Weiss, Rifkind, Wharton and Garrison LLP, and Stillman, Friedman and Shechtman, P.C.
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