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July 03, 2015 7:40 AM ET

Capital Markets

Company Overview of Nomura Securities International, Inc.

Company Overview

Nomura Securities International, Inc., a SEC-registered broker/dealer, operates as an arbitrage trader worldwide. It specializes in mortgaged-backed securities sales and trading, structured finance, and equities. The company underwrites and trades government bonds and derivatives. It also provides other services, such as securities trading, asset management, and investment banking. Nomura Securities International operates businesses in four primary areas, such as fixed income, equities, investment banking, and asset management. The company was founded in 1969 and is headquartered in New York, New York with branch offices in Los Angeles, San Francisco, California; Honolulu, Hawaii; and Chicag...

309 West 49th Street

Worldwide Plaza

New York, NY 10019-7316

United States

Founded in 1969

Phone:

212-667-9000

Fax:

212-667-9100

Key Executives for Nomura Securities International, Inc.

President of Nomura Holdings Inc and Chief Operating Officer of Nomura Holdings Inc
Age: 58
Director, Hedge Fund Sales
Director, Equity Finance Sales
Managing Director and Head of U.S. Financial Institutions in Investment Banking Division
Managing Director of Fixed Income Division and Head of Private Placements & Us Debt Capital Markets
Compensation as of Fiscal Year 2015.

Nomura Securities International, Inc. Key Developments

U.S. Subsidiaries of Nomura Holdings, Inc. Files an Appeal to the United States Court of Appeals for the Second Circuit

The U.S. subsidiaries of Nomura Holdings, Inc. have filed an appeal to The United States Court of Appeals for the Second Circuit. The United States District Court for the Southern District of New York issued a judgment on May 15, 2015, in the proceedings commenced by the Federal Housing Finance Agency, as conservator for the government sponsored enterprises Federal National Mortgage Association and Federal Home Loan Mortgage Corporation, against Nomura Asset Acceptance Corporation, Nomura Home Equity Loan, Inc., Nomura Credit & Capital, Inc., Nomura Securities International, Inc. and Nomura Holding America Inc., and RBS Securities Inc. as an underwriter. After consideration of the Opinion and Order on which the judgment is based, the Company's U.S. subsidiaries believe the District Court made significant legal errors and have determined to appeal. The Company's subsidiaries believe that their appeal has merit and intend to pursue it vigorously.

United States District Court for the Southern District of New York Issues Judgment against RBS Securities, Nomura Holdings, Inc and its Subsidiaries

On May 15, 2015, the United States District Court for the Southern District of New York issued a judgment in the proceedings against Nomura Asset Acceptance Corporation (NAAC), Nomura Home Equity Loan Inc. (NHEL), Nomura Credit & Capital, Inc., Nomura Securities International, Inc. and Nomura Holding America Inc., each a Nomura Holdings, Inc. and RBS Securities Inc. as an underwriter commenced by the Federal Housing Finance Agency (FHFA), as conservator for the government sponsored enterprises, Federal National Mortgage Association and Federal Home Loan Mortgage Corporation (the GSEs) in September 2011. In September 2011, the FHFA commenced proceedings in the United States District Court for the Southern District of New York against numerous issuers, sponsors and underwriters of residential mortgage-backed securities (RMBS) and their controlling persons, including the company's U.S. subsidiaries. The action alleged that the GSEs purchased RMBS issued by NAAC and NHEL for which the offering materials contained untrue statements or omitted material facts concerning the underwriting standards used by the original lenders and the characteristics of the loans underlying the securities and sought rescission of its purchases. The District Court held, after a bench trial, that FHFA proved that the offering materials for certificates issued by NAAC and NHEL and purchased by the GSEs contained material misstatements entitling FHFA to rescission. The District Court ordered the defendants to pay $806 million to GSEs upon GSEs' delivery of the certificates at issue to the Defendants. The company will review the judgment and will consider all options, including appeal. This judgment is expected to have insignificant impact on the company's consolidated performance. Further notice will be released if any matters requiring disclosure should occur in the future.

Nomura Securities International, Inc. Presents at 9th Annual Nomura Global Quantitative Investment Strategies Conference, May-12-2015 09:30 AM

Nomura Securities International, Inc. Presents at 9th Annual Nomura Global Quantitative Investment Strategies Conference, May-12-2015 09:30 AM. Venue: Nomura, Worldwide Plaza ­ 28th Floor, 309 West 49th Street (entrance on 49th), New York, NY 10019, United States. Speakers: Joe Mezrich, Head of Quantitative Investment Strategy.

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