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September 01, 2015 8:37 PM ET

Professional Services

Company Overview of Promontory Financial Group, LLC

Company Overview

Promontory Financial Group, LLC is a strategy, risk management, and regulatory compliance consulting company that focuses primarily on the financial services industry. The company offers services in the areas of asset-liability management and liquidity planning, capital planning and analysis, compliance, credit services, due diligence, examination and enforcement, governance and controls, internal audit assistance and assessment, investigations and forensic reviews, privacy and data protection, regulatory intelligence and strategic advice, risk-based compensation, risk management, and strategic transactions and regulatory applications. It serves banks, securities and derivatives firms, insur...

801 17th Street, NW

Suite 1100

Washington, DC 20006

United States

Founded in 2001





Key Executives for Promontory Financial Group, LLC

Founder, Chairman of the Board, and Chief Executive Officer
Co-Founder, Senior Partner and Chief Strategy Officer
Chief Operating Officer and Managing Director
Managing Director and Chief Executive Officer of Promontory Regulatory Analytics, LLC
Chief Executive Officer of Promontory Financial Group Australasia, LLP
Compensation as of Fiscal Year 2015.

Promontory Financial Group, LLC Key Developments

Promontory Financial Group, LLC Settles with New York State Department of Financial Services

Promontory Financial Group, LLC agreed to pay $15 million and take a six-month abstention from certain new counseling engagements with banks under an accord with the New York State Department of Financial Services. The agreement resolves the regulator's investigation into Promontory that was spurred by questions over reports Promontory submitted on behalf of Standard Chartered Bank in 2010 and 2011. Both sides agreed to a statement regarding the reports which said that certain of Promontory's actions did not meet the requirements for consultants that perform compliance work for entities supervised by the state regulator.

Promontory Financial Group, LLC Announces Executive Changes

Richard Laiderman and Alan Weindorf, financial services executives with expertise in payments, currency, and treasury operations, have joined Promontory Financial Group as senior professionals in its San Francisco office. Laiderman, who joined the firm as a managing director, was most recently head of global treasury at Visa Inc. Weindorf, who joined the firm as a director, was a senior business leader at Visa Inc.

Promontory Financial Group, LLC Presents at Money20/20 Payments Conference, Nov-02-2014 03:50 PM

Promontory Financial Group, LLC Presents at Money20/20 Payments Conference, Nov-02-2014 03:50 PM. Venue: The Aria Hotel & Casino, 3730 Las Vegas Boulevard, Las Vegas, NV 89158, United States. Speakers: Adam Shapiro, Director of San Francisco.

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