August 22, 2017 9:07 AM ET

Capital Markets

Company Overview of Maxim Group, LLC

Company Overview

Maxim Group, LLC is an investment banking and securities brokerage firm. The firm offers retail brokerage, wealth management, securities underwriting, private placements, loan syndication, merger and acquisition, institutional fixed-income and option trading, asset management, and research and global institutional sales services. Maxim Group, LLC’s investment banking group focuses on middle market and emerging growth companies in energy, healthcare, technology, retail, and business services sectors. Maxim Group, LLC is based in New York, New York with additional offices in Woodbury, New York and Red Bank, New Jersey.

405 Lexington Avenue

The Chrysler Building

New York, NY 10174

United States





Key Executives for Maxim Group, LLC

Chairman and Chief Executive Officer
President and Head of Capital Markets
Chief Financial Officer
Age: 56
Chief Operating Officer
Head of Investment Banking and Executive Managing Director
Age: 49
Compensation as of Fiscal Year 2017.

Maxim Group, LLC Key Developments

Maxim Group LLC Presents at 2017 Marcum Microcap Conference, Jun-15-2017 04:00 PM

Maxim Group LLC Presents at 2017 Marcum Microcap Conference, Jun-15-2017 04:00 PM. Venue: The Grand Hyatt Hotel, New York, New York, United States. Speakers: Jim Alfaro, Managing Director, Healthcare Investment Banking.

Inolife Technologies Inc Signs Agreement with Maxim Group LLC to Provide with Strategic Corporate Planning and Investment Banking Services

Inolife Technologies Inc. announced that it has signed an agreement with Maxim Group LLC to provide it with strategic corporate planning and investment banking services. Pursuant to the Agreement, Maxim Group will, among other activities, assist the Company to become fully reporting under Securities and Exchange Commission ("SEC") guidelines, with the goal of completing an uplisting to the NASDAQ Capital Market within the next 12 months. Maxim Group's efforts will be led by Jim Alfaro, Managing Director of the firm's Healthcare Investment Banking division.

Maxim Group Appoints Four Managing Directors in Equity Research Division

Maxim Group LLC announced the appointment of four Managing Directors in the Equity Research Division: Brian Kingstlinger, Nehal Chokshi, Thomas Forte, and Michael Diana. Mr. Kingstlinger joined Maxim Group in July 2014 as a Senior Information Technology Analyst. Prior to that, he covered IT Services, Software and Business Services for 13 years at Sidoti & Co. Mr. Chokshi joined Maxim Group in October 2014 as a Senior Enterprise & Consumer Technology Analyst. Prior to joining Maxim Group, Mr. Chokshi founded Technology Insights Research, which provided technology equity research as well as channel and end-user surveys to buy-side clients. Previously, he was part of a research team that covered a diverse group of technology stocks at Thomas Weisel Partners. Mr. Forte joined Maxim Group in April 2016 as a Senior Consumer & Consumer Internet Analyst. Prior to that, he spent 16 years at Brean Capital, Telsey Advisory Group, Morningstar and William Blair. He has published eight white papers on a wide range of topics, including monetization, online sales taxes, shipping trends, and social networking. Mr. Diana joined Maxim Group in May 2011 as a Senior Financial Service Analyst. Prior to that, Mr. Diana covered the Mortgage RETT and Small & Mid-cap Banking Sectors for over 20 years at Citigroup, Bear Stearns, and Prudential Securities.

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