August 31, 2016 11:52 PM ET

Capital Markets

Company Overview of Maxim Group, LLC

Company Overview

Maxim Group, LLC is an investment banking and securities brokerage firm. The firm offers retail brokerage, wealth management, securities underwriting, private placements, loan syndication, merger and acquisition, institutional fixed-income and option trading, asset management, and research and global institutional sales services. Maxim Group, LLC’s investment banking group focuses on middle market and emerging growth companies in energy, healthcare, technology, retail, and business services sectors. Maxim Group, LLC is based in New York, New York with additional offices in Woodbury, New York and Red Bank, New Jersey.

405 Lexington Avenue

The Chrysler Building

New York, NY 10174

United States





Key Executives for Maxim Group, LLC

Chairman and Chief Executive Officer
President and Head of Capital Markets
Chief Financial Officer
Age: 55
Chief Operating Officer
Head of Investment Banking and Executive Managing Director
Age: 48
Compensation as of Fiscal Year 2016.

Maxim Group, LLC Key Developments

Progenitor Life Sciences LLC Retains Maxim Group LLC as its Exclusive Financial Advisor

Progenitor Life Sciences LLC announced it has retained Maxim Group LLC as its exclusive financial advisor. Maxim will assist the company in identifying and negotiating partnerships that could result in a wide range of strategic transactions. The agreement with Maxim Group will enhance the company's ability to establish strategic partnerships and collaborations with companies in the immuno-oncology sector that would benefit significantly from the company's unique capabilities.

Immune Eyes Acquisitions

Immune Therapeutics, Inc. (OTCPK:IMUN) announced that it has retained Maxim Group LLC, a leading investment banking, to provide strategic corporate planning and investment banking services to the company. Maxim will focus on strategies to maximize shareholder value through its full scope of investment banking services. Ritesh Veera, Managing Director of Maxim Group, commented, "We are delighted to partner with Immune Therapeutics, Inc. in the financial and value creation components of its corporate strategy through our full-service investment banking capabilities. We are looking forward to working with Immune Therapeutics to assist with strategic planning, developing strategic partnerships, advising on potential acquisitions and introducing the company to the investment community."

Immune Therapeutics, Inc. Announces Engagement of Maxim Group LLC to Provide Strategic Advisory Services

Immune Therapeutics Inc. announced that it has retained Maxim Group LLC to provide strategic corporate planning and investment banking services to the company. Maxim will focus on strategies to maximize shareholder value through its full scope of investment banking services. Engaging Maxim is paramount in the company's maturation that will enable the strategic positioning of Immune Therapeutics for investors and, in turn, increase its capacity to reach as many people who will benefit from its proprietary immune therapy.

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Recent Private Companies Transactions

No transactions available in the past 12 months.

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