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November 27, 2015 5:23 PM ET

Internet Software and Services

Company Overview of Schwab Compliance Technologies, Inc.

Company Overview

Schwab Compliance Technologies, Inc. develops Web based on-demand regulatory compliance software automation tools for the financial services industry. It offers a supervisory suite, which consists of integrated regulatory compliance software products and automation tools, such as personal trading compliance software that automates employee pre-clearance and brokerage statement reviews; affirmations and disclosures compliance software to manage adherence to an organization’s policies and procedures; insider trading software; gifts and entertainment compliance software to track gifts, entertainment, and political contributions; and case management compliance software to track compliance issues...

125 South Wacker Drive

Suite 1150

Chicago, IL 60606

United States

Founded in 2005





Key Executives for Schwab Compliance Technologies, Inc.

Chief Financial Officer
Managing Director of Technical Sales, Product Development, and Delivery
Managing Director and Vice President of Strategy
Compensation as of Fiscal Year 2015.

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