Company Overview of Southwest Securities, Inc.
Southwest Securities, Inc. provides securities brokerage, corporate finance, and investment management services. The firm offers trade execution, clearing, and client account processing, institutional equity sales and trading, portfolio trading, and fixed income securities underwriting services. It provides financial advisory services including mergers and acquisitions, initial public offerings, debt and equity private placement, and valuations. Southwest Securities, Inc. was founded in 1986 and is based in Dallas, Texas with additional offices in San Antonio, Houston, and Austin, Texas; Chicago, Illinois; Ft. Lauderdale, Florida; Newport Beach, California; and New York, New York. As of Dece...
1201 Elm Street
Dallas, TX 75270-2102
Founded in 1986
Key Executives for Southwest Securities, Inc.
Chief Executive Officer and President
Associate Director of Retail and President of SWS Financial Services Inc.
Head of Corporate Finance and Executive Vice President
Senior Vice President and Director of Marketing
Executive Vice President and Head of Taxable Fixed Income
Compensation as of Fiscal Year 2015.
Southwest Securities, Inc. Key Developments
Southwest Securities, Inc. Announces Executive Changes
Apr 17 15
Hilltop Holdings Inc. announced the resignation of James Ross as president and CEO of Southwest Securities, Inc. Robert W. Peterson will now assume the role of President and CEO of Southwest Securities, where he will continue to lead day to day integration efforts. Upon complete integration of First Southwest and Southwest Securities, Mr. Peterson will assume the previously announced role of President and COO of the combined broker-dealer. Hill A. Feinberg will lead the new combined broker-dealer as Chairman and CEO.
Southwest Securities, Inc. Appoints Martin Baxter II as Senior Vice President, Mortgage-Backed Securities (MBS) Salesperson
Nov 12 13
Southwest Securities, Inc. has announced that Martin Baxter II has joined the company's taxable fixed income division as a Senior Vice President, Mortgage-Backed Securities (MBS) Salesperson. Mr. Baxter brings more than 25 years of experience in MBS sales to his new role with Southwest Securities, Inc., most recently with Gleacher and Company, where he served as Managing Director. Mr. Baxter will be based in Washington, D.C.
Kurt Kaline Joins Southwest Securities, Inc.'s Taxable Fixed Income Division in New York City as Senior Vice President
Oct 10 13
Southwest Securities, Inc. announced that Kurt Kaline has joined the company's taxable fixed income division in New York City as a Senior Vice President. Mr. Kaline brings more than 16 years of experience in CMBS trading to his new role with Southwest Securities, Inc., most recently with Brean Capital, LLC.
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