January 26, 2015 8:40 AM ET

Capital Markets

Company Overview of Southwest Securities, Inc.

Company Overview

Southwest Securities, Inc. provides securities brokerage, corporate finance, and investment management services. The firm offers trade execution, clearing, and client account processing, institutional equity sales and trading, portfolio trading, and fixed income securities underwriting services. It provides financial advisory services including mergers and acquisitions, initial public offerings, debt and equity private placement, and valuations. Southwest Securities, Inc. was founded in 1986 and is based in Dallas, Texas with additional offices in San Antonio, Houston, and Austin, Texas; Chicago, Illinois; Ft. Lauderdale, Florida; Newport Beach, California; and New York, New York. Southwest ...

1201 Elm Street

Suite 3500

Dallas, TX 75270-2102

United States

Founded in 1986

Phone:

214-859-1800

Fax:

214-859-1702

Key Executives for Southwest Securities, Inc.

Chief Executive Officer and President
Age: 64
Associate Director of Retail and President of SWS Financial Services Inc.
Head of Corporate Finance and Executive Vice President
Age: 45
Senior Vice President and Director of Marketing
Executive Vice President and Head of Taxable Fixed Income
Age: 53
Compensation as of Fiscal Year 2014.

Southwest Securities, Inc. Key Developments

Southwest Securities, Inc. Appoints Martin Baxter II as Senior Vice President, Mortgage-Backed Securities (MBS) Salesperson

Southwest Securities, Inc. has announced that Martin Baxter II has joined the company's taxable fixed income division as a Senior Vice President, Mortgage-Backed Securities (MBS) Salesperson. Mr. Baxter brings more than 25 years of experience in MBS sales to his new role with Southwest Securities, Inc., most recently with Gleacher and Company, where he served as Managing Director. Mr. Baxter will be based in Washington, D.C.

Kurt Kaline Joins Southwest Securities, Inc.'s Taxable Fixed Income Division in New York City as Senior Vice President

Southwest Securities, Inc. announced that Kurt Kaline has joined the company's taxable fixed income division in New York City as a Senior Vice President. Mr. Kaline brings more than 16 years of experience in CMBS trading to his new role with Southwest Securities, Inc., most recently with Brean Capital, LLC.

Southwest Securities, Inc. Appoints Joseph M. Tamburo as Senior Vice President, Head of U.S. Agency Trading in Taxable Fixed Income Division

Southwest Securities, Inc. announced that Joseph M. Tamburo has joined the company's taxable fixed income division in New York City as Senior Vice President, Head of U.S. Agency Trading. Mr. Tamburo brings more than 24 years of experience in the taxable fixed income business to his new role with Southwest Securities, most recently with Seattle-Northwest Securities Corporation where he served as vice president, trading and underwriting callable agencies and opened that firm's New York City office.

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