Company Overview of Hilltop Securities Inc.
Hilltop Securities Inc. provides securities brokerage, corporate finance, and investment management services. The firm offers trade execution, clearing, and client account processing, institutional equity sales and trading, portfolio trading, and fixed income securities underwriting services. It provides financial advisory services including mergers and acquisitions, initial public offerings, debt and equity private placement, and valuations. Southwest Securities, Inc. was founded in 1986 and is based in Dallas, Texas with additional offices in San Antonio, Houston, and Austin, Texas; Chicago, Illinois; Ft. Lauderdale, Florida; Newport Beach, California; and New York, New York. As of Decembe...
1201 Elm Street
Dallas, TX 75270-2102
Founded in 1986
Key Executives for Hilltop Securities Inc.
Chief Executive Officer and President
Head of Corporate Finance and Executive Vice President
Senior Vice President and Director of Marketing
Executive Vice President and Head of Taxable Fixed Income
Vice President and Senior Equity Analyst
Compensation as of Fiscal Year 2016.
Hilltop Securities Inc. Key Developments
Hilltop Securities Inc.'S Private Client Group Appoints Alan Lennick as Regional Director for the West Coast and Senior Vice President, Practice Management
Sep 14 16
Hilltop Securities Inc. announced that Alan Lennick has joined the company's Private Client Group (PCG) in Beverly Hills, Calif., as Regional Director for the West Coast and Senior Vice President (SVP), Practice Management. As Regional Director, Lennick will assist West Coast PCG branch managers with increasing advisor productivity and concentrate on recruiting new talent to the firm's wealth management business. In his role as SVP, Practice Management, Lennick will support PCG and HilltopSecurities Independent Network advisors with their fee-for-advice programs and play an integral role in ensuring advisors meet the requirements of the Department of Labor's recently adopted final rule defining fiduciary investment advice and conflicts of interest. Prior to joining HilltopSecurities, Lennick served as Complex Director for Ameriprise's Los Angeles complex. Prior to that, he managed Ameriprise branches in the Minneapolis/St. Paul area and was a partner in a $2 million practice through the firm's independent channel.
Hilltop Securities Inc. Welcomes James H. Harding as Financial Advisor in Roseville
Aug 1 16
Hilltop Securities Inc. announced that James H. Harding has joined the company's Private Client Group as a financial advisor in Roseville, Calif. Mr. Harding has more than 30 years of experience in the financial services industry, most recently with Morgan Stanley where he served clients for eight years.
Hilltop Securities Inc Announces Management Changes
Mar 8 16
Hilltop Securities Inc. announced on that it has appointed Brian L. Wittneben as general counsel as of March 1, 2016, replacing the retiring Allen R. Tubb on February 29, 2016. Tubb will continue to serve in a consulting role for a period of time after his retirement. Earlier, Wittneben was serving as senior vice president (SVP) overseeing the legal and corporate governance functions of the company and before that was general counsel of First Southwest Company LLC, prior to that firm's merger with HilltopSecurities in January 2016.
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