Bloomberg Anywhere Login


Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.


Financial Products

Enterprise Products


Customer Support

  • Americas

    +1 212 318 2000

  • Europe, Middle East, & Africa

    +44 20 7330 7500

  • Asia Pacific

    +65 6212 1000


Industry Products

Media Services

Follow Us

July 29, 2015 2:08 PM ET

Capital Markets

Company Overview of Southwest Securities, Inc.

Company Overview

Southwest Securities, Inc. provides securities brokerage, corporate finance, and investment management services. The firm offers trade execution, clearing, and client account processing, institutional equity sales and trading, portfolio trading, and fixed income securities underwriting services. It provides financial advisory services including mergers and acquisitions, initial public offerings, debt and equity private placement, and valuations. Southwest Securities, Inc. was founded in 1986 and is based in Dallas, Texas with additional offices in San Antonio, Houston, and Austin, Texas; Chicago, Illinois; Ft. Lauderdale, Florida; Newport Beach, California; and New York, New York. As of Dece...

1201 Elm Street

Suite 3500

Dallas, TX 75270-2102

United States

Founded in 1986





Key Executives for Southwest Securities, Inc.

Chief Executive Officer and President
Age: 47
Associate Director of Retail and President of SWS Financial Services Inc.
Head of Corporate Finance and Executive Vice President
Age: 46
Senior Vice President and Director of Marketing
Executive Vice President and Head of Taxable Fixed Income
Age: 54
Compensation as of Fiscal Year 2015.

Southwest Securities, Inc. Key Developments

Southwest Securities, Inc. Announces Executive Changes

Hilltop Holdings Inc. announced the resignation of James Ross as president and CEO of Southwest Securities, Inc. Robert W. Peterson will now assume the role of President and CEO of Southwest Securities, where he will continue to lead day to day integration efforts. Upon complete integration of First Southwest and Southwest Securities, Mr. Peterson will assume the previously announced role of President and COO of the combined broker-dealer. Hill A. Feinberg will lead the new combined broker-dealer as Chairman and CEO.

Southwest Securities, Inc. Appoints Martin Baxter II as Senior Vice President, Mortgage-Backed Securities (MBS) Salesperson

Southwest Securities, Inc. has announced that Martin Baxter II has joined the company's taxable fixed income division as a Senior Vice President, Mortgage-Backed Securities (MBS) Salesperson. Mr. Baxter brings more than 25 years of experience in MBS sales to his new role with Southwest Securities, Inc., most recently with Gleacher and Company, where he served as Managing Director. Mr. Baxter will be based in Washington, D.C.

Kurt Kaline Joins Southwest Securities, Inc.'s Taxable Fixed Income Division in New York City as Senior Vice President

Southwest Securities, Inc. announced that Kurt Kaline has joined the company's taxable fixed income division in New York City as a Senior Vice President. Mr. Kaline brings more than 16 years of experience in CMBS trading to his new role with Southwest Securities, Inc., most recently with Brean Capital, LLC.

Similar Private Companies By Industry

Company Name Region
Emerald Capital Advisors Corp. United States
Moorings Capital LLC United States
Amos Family Limited Partnership United States
GulfStar Group II, Ltd. United States
EnCap Investments L.L.C United States

Recent Private Companies Transactions

No transactions available in the past 12 months.

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Lawyers Committee for Civil Rights Under Law United States
NYC2012, Inc. United States
Bertelsmann AG Europe
Rush University United States
Greater Houston Partnership United States

Sponsored Financial Commentaries

Sponsored Links

Report Data Issue

To contact Southwest Securities, Inc., please visit --. Company data is provided by Capital IQ. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at