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July 05, 2015 6:26 PM ET

Capital Markets

Company Overview of MainStay Investments

Company Overview

MainStay Investments is a privately owned investment manager. It provides its services to Institutional and retail investors. The firm manages separate client-focused equity and fixed income portfolios. It also manages mutual funds for its clients. The firm operates as a subsidiary of New York Life Insurance Company. MainStay Investments is based in Parsippany, New Jersey.

169 Lackawanna Avenue

Parsippany, NJ 07054

United States

Key Executives for MainStay Investments

Age: 56
Director of Retirement Platform
Managing Director and Head of Distribution
Age: 46
Age: 51
Vice President
Compensation as of Fiscal Year 2015.

MainStay Investments Key Developments

MainStay Investments Announces Board Appointments

MainStay Investments announced that Dana Hartwell and Douglas Dhom have joined the firm’s Institutional Intermediary Business as senior regional vice presidents in the Defined Contribution Investment Only (DCIO) practice. Mr. Hartwell joins the company from Hartford Funds, where he was head of National Accounts focused on defined contribution investments. Mr. Dhom joins the company from a 26 year career at Invesco, where he was most recently vice president, Institutional Business Development. Mr. Hartwell and Mr. Dhom will join the company’s Tom Smythe as business leaders on the DCIO sales team. Mr. Smythe will continue to be based in Denver, CO and will be focused on covering the Western region of the U.S. Jeff Budd, director, the company, will lead the client consulting team, focused on providing superior client servicing and management, insight and consulting, with an overall responsibility to add value across the depth and breadth of the company’s client engagements in the DCIO space.

Brendan Gundersen Joins MainStay Investments to Head Institutional Intermediary Channel

MainStay Investments announced that industry veteran, Brendan Gundersen, has joined the organization to head the Institutional Intermediary Channel. Brendan Gundersen joins MainStay as a Managing Director and will be responsible for leading, building and growing the Institutional Intermediary Channel, identifying and overseeing opportunities with Private Bank and Trust; Large RIAs; Defined Contribution Investment Only; and Research Platforms. Based in New York, Mr. Gundersen will report directly to Stephen Fisher, Co-President of New York Life Investment Management and President of the company.

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