Diversified Financial Services
Company Overview of Securities and Futures Commission
Securities and Futures Commission regulates Hong Kong's securities and futures markets. Its work includes setting and enforcing market regulations, including investigating breaches of rules and market misconduct; licensing and supervising intermediaries that conduct activities under the SFC's regulatory responsibility; supervising market operators, including exchanges, clearing houses, share registrars, and alternative trading platforms, and helping to enhance market infrastructure; authorizing investment products and offering documents prior to their distribution to retail investors; exercising oversight of regulations governing takeovers and mergers of public companies and of the stock exc...
35/F, Cheung Kong Center
2 Queen's Road
Founded in 1989
852 2231 1222
852 2521 7836
Key Executives for Securities and Futures Commission
Chief Executive Officer, Executive Director, Member of Executive Committee, Member of Budget Committee and Member of Investment Committee
Executive Director, Member of Executive Committee, Member of Sfc (Hkec Listing) Committee, Member of Investor Compensation Fund Committee, Member of Securities Compensation Fund Committee, Member of Sfc (Hkec Listing) Appeals Committee and Member of Investment Committee
Executive Director, Member of Executive Committee and Member of Nominations Committee
Executive Director, Member of Executive Committee and Member of Investment Committee
Executive Director and Member of Executive Committee
Compensation as of Fiscal Year 2015.
Securities and Futures Commission Key Developments
Securities and Futures Commission Appoints Tom Atkinson as Executive Director of Enforcement
Mar 23 16
The Ontario Securities Commission announced the departure of its Director of Enforcement, Tom Atkinson, who has accepted a position as Executive Director of Enforcement at the Securities and Futures Commission of Hong Kong.
Securities and Futures Commission Appoints Lester Garson Huang as Non-Executive Director
Nov 12 15
Securities and Futures Commission announced that the Financial Secretary, Mr. John C Tsang, under the authority delegated by the Chief Executive, has appointed Mr. Lester Garson Huang and re-appointed Ms. Mary Ma Xuezheng as non-executive directors of the Commission. The appointment and re-appointment will take effect from November 15, 2015 for a term of two years. Mr. Huang is a partner of PC Woo & Co. Ms. Ma is the Chairman of Boyu Capital.
Securities and Futures Commission Presents at Global Fund Distribution Asia 2015, Oct-20-2015 09:05 AM
Sep 23 15
Securities and Futures Commission Presents at Global Fund Distribution Asia 2015, Oct-20-2015 09:05 AM. Venue: InterContinental Grand Stanford Hotel, Hong Kong, Hong Kong. Speakers: Bénédicte Nolens, Senior Director, Head of Risk & Strategy.
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