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July 04, 2015 6:47 PM ET

Capital Markets

Company Overview of Goldman, Sachs & Co.

Company Overview

Goldman, Sachs & Co. focuses on the distribution of Goldman Sachs Funds. The company provides services that include securities brokerage, dealership, and underwriting; investment banking; commodity trading; and investment consulting. Goldman, Sachs & Co. was founded in 1999 and is based in New York, New York. Goldman, Sachs & Co. operates as a subsidiary of The Goldman Sachs Group, Inc.

200 West Street

29th Floor

New York, NY 10282

United States

Founded in 1999

Phone:

212-902-0300

Key Executives for Goldman, Sachs & Co.

Managing Director
Co-Head of the Restructuring Team
President of Goldman Sachs Japan Co Ltd
Managing Director
Managing Director
Compensation as of Fiscal Year 2015.

Goldman, Sachs & Co. Key Developments

SEC Charges Goldman Sachs with Violating Market Access Rule

The Securities and Exchange Commission charged Goldman, Sachs & Co. with violating the market access rule in connection with a trading incident that resulted in erroneous executions of options contracts. Goldman Sachs agreed to pay a $7 million penalty to settle the charges. An SEC investigation found that Goldman Sachs did not have adequate safeguards to prevent the firm from erroneously sending approximately 16,000 mispriced options orders to various options exchanges in less than an hour on Aug. 20, 2013, after the firm implemented new electronic trading functionality designed to match internal options orders with client orders. A software configuration error inadvertently converted the firm's "contingent orders" for various options series into live orders and assigned them all a price of $1. These orders were then sent to the options exchanges during pre-market trading, and approximately 1.5 million options contracts were executed within minutes after the opening of regular market trading. Many of the executed trades were later canceled or received price adjustments pursuant to the options exchanges' rules on clearly erroneous trades. According to the SEC's order instituting a settled administrative proceeding, Goldman Sachs further violated Securities Exchange Act Rule 15c3-5 by having deficient controls for preventing orders that would cause the firm to exceed its pre-set capital threshold.

Goldman, Sachs & Co. Presents at 16th Annual US Real Estate Opportunity & Private Funds Investing Forum, Jun-16-2015 12:25 PM

Goldman, Sachs & Co. Presents at 16th Annual US Real Estate Opportunity & Private Funds Investing Forum, Jun-16-2015 12:25 PM. Venue: Grand Hyatt, Park Avenue at Grand Central Station, New York, NY 10017, United States. Speakers: Jeffrey A. Barclay, Managing Director.

Goldman Sachs Presents at The 9th Andean Finance & Investment Forum 2015, Jun-10-2015 03:15 PM

Goldman Sachs Presents at The 9th Andean Finance & Investment Forum 2015, Jun-10-2015 03:15 PM. Venue: W Hotel, Santiago, Chile. Speakers: Juan Carlos Lorenzo, Head of Latam Lev and Structured Finance.

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