Company Overview of American Stock Transfer & Trust Company, LLC
American Stock Transfer & Trust Company, LLC provides stock transfer and employee plan services to public companies in the United States and internationally. It offers dividend disbursing, reinvestment plans, restricted stock, employee plan administration, corporate actions, and proxy services. The company also provides transfer agent, corporate actions and reorganizations administration, annual meeting, asset recovery, mutual fund proxy, and investment management and debt services. Its clients range from initial public offerings to Fortune 100 companies. The company was founded in 1971 and is based in Brooklyn, New York with an additional Office in Chicago. It has presence in Australia, Can...
6201 15th Avenue
Brooklyn, NY 11219
Founded in 1971
Key Executives for American Stock Transfer & Trust Company, LLC
Chief Executive Officer and President
Chief Operational Officer
Executive Vice President and General Counsel
Chief Marketing & Communication Officer and Executive Vice President
Compensation as of Fiscal Year 2014.
American Stock Transfer & Trust Company, LLC Key Developments
American Stock Transfer & Trust Company, LLC Names Ellen McCarthy as Chief Risk and Compliance Officer, North America
Aug 21 14
American Stock Transfer & Trust Company, LLC announced that it has hired Ellen McCarthy as Chief Risk and Compliance Officer, North America. McCarthy will be based in the company's headquarters in New York and oversee all compliance functions for the company throughout the United States and Canada. As Chief Risk and Compliance Officer, McCarthy will be responsible for ensuring that all areas of the company meet compliance responsibilities and applicable laws and regulations. Her focus will include working with management to identify and implement enhancements related to the management and monitoring of risk and compliance related functions. McCarthy joins the company with over 20 years of experience in legal, risk management and compliance leadership roles. Prior to joining the company, she served as Senior Counsel with the Financial Industry Regulatory Authority (FINRA).
Escalade, Incorporated Appoints Broadridge Corporate Issuer Solutions, Inc. as Stock Transfer Agent in Place of American Stock Transfer & Trust Company
Aug 15 14
Effective August 15, 2014, Escalade, Incorporated has appointed Broadridge Corporate Issuer Solutions, Inc. as its stock transfer agent. The company’s previous stock transfer agent was American Stock Transfer & Trust Company.
American Stock Transfer & Trust Company, LLC Announces Opening of Chicago Office
Jul 23 14
American Stock Transfer & Trust Company, LLC (AST) announced the opening of a Chicago office following the completion of the transition of accounts from Illinois Stock Transfer Company (IST) last month. The IST transaction, which was completed in two weeks, introduced approximately 100 clients to the AST platform and expanded AST's Midwest client base. AST's new Chicago office will service its growing client relationships and provide consultative services for clients in the Midwest region. Over the past two years, AST has expanded into major markets throughout North America and added new services, including ownership intelligence services, investment management solutions and proxy and governance advisory solutions for corporations, mutual funds and closed-end fund managers.
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