September 25, 2016 1:45 AM ET

Capital Markets

Company Overview of RBC Capital Markets LLC

Company Overview

RBC Capital Markets LLC offers corporate and investment banking services to corporations, governments, and institutions. The firm’s services include public and private placement of debt and equity securities, strategic alliances, mergers and acquisitions advice, corporate finance, equity and debt underwriting, and structured and project finance. It also offers corporate credit, real estate advisory services, syndicated loans, equity research, sales and trading, risk management, asset securitization, fixed income, money market, and foreign exchange services. The company was founded in 1909 and is based in New York, New York with additional offices in Australia, Asia, Carribean, Europe, Canada...

200 Vesey Street

3 World Financial Center

8th Floor

New York, NY 10281

United States

Founded in 1909

Phone:

212 428 6200

Key Executives for RBC Capital Markets LLC

Chairman and Co-Chief Executive Officer
Age: 59
Chief Financial Officer
Chief Operating Officer
Managing Director
Head of Commodities and Electronic Trading
Compensation as of Fiscal Year 2016.

RBC Capital Markets LLC Key Developments

RBC Capital Markets LLC Presents at 9th Annual BioPharm America International Partnering Conference - BioPharm America 2016, Sep-13-2016 12:15 PM

RBC Capital Markets LLC Presents at 9th Annual BioPharm America International Partnering Conference - BioPharm America 2016, Sep-13-2016 12:15 PM. Venue: Marriott Copley Place, Boston, Massachusetts, United States. Speakers: Simos Simeonidis, Managing Director and Senior Biotechnology Analyst.

RBC Capital Markets LLC Presents at 2016 Precious Metals Summit Beaver Creek, Sep-15-2016 01:05 PM

RBC Capital Markets LLC Presents at 2016 Precious Metals Summit Beaver Creek, Sep-15-2016 01:05 PM. Venue: Park Hyatt Beaver Creek, Beaver Creek, Colorado, United States. Speakers: Dan Rollins, Director, Global Mining Research.

RBC to Pay $ 2.5 Million for Proxy Statement Disclosure Violations

The Securities and Exchange Commission announced that RBC Capital Markets LLC has agreed to a $2.5 million settlement for causing materially false and misleading disclosures about its valuation analysis in a proxy statement for Rural/Metro Corporation's sale in 2011 to a private equity firm. Without admitting or denying the findings, RBC agreed to the entry of an SEC order that it caused Rural/Metro to violate Exchange Act Section 14(a) and Exchange Act Rule 14a-9, which prohibits solicitation by means of a proxy statement that contains any materially false or misleading statement. RBC agreed to cease and desist from committing or causing further violations and to pay $500,000 in disgorgement, $77,759 in interest, and a $2 million penalty.

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Recent Private Companies Transactions

Type
Date
Target
No transactions available in the past 12 months.
 

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